46 F.4th 1183
10th Cir.2022Background
- Police stopped Johnson for driving the wrong way; he was the sole occupant of his girlfriend’s Chevy Impala and initially refused to exit. Officers observed a capped beer bottle in his hand.
- After Johnson exited, officers found a black, loaded pistol on the driver’s seat where he had been sitting; an officer testified it appeared Johnson had been sitting on the gun or had a large part of his leg on it.
- Officers recovered $411 and a large bag containing 28 smaller bags of cocaine base (crack) on Johnson’s person; an expert testified the packaging and quantity supported distribution.
- The firearm yielded a mixed DNA profile (major contributor consistent with an unknown female); no usable fingerprints were found.
- Government introduced a 2004 statement (Rule 404(b)) in which Johnson admitted previously having a gun in connection with drug distribution.
- Johnson was convicted of possession with intent to distribute (21 U.S.C. § 841), possession of a firearm in furtherance of a drug-trafficking crime (18 U.S.C. § 924(c)), and being a felon in possession (18 U.S.C. §§ 922(g)(1), 924(a)(2)). On appeal he challenged the constructive-possession jury instruction for omitting the intent element; the Tenth Circuit reviewed for plain error and affirmed.
Issues
| Issue | Plaintiff's Argument (Johnson) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether the district court’s constructive-possession instruction (omitting intent) was plain error requiring reversal | The omitted intent element could have led the jury to convict on constructive possession; evidence of actual possession was not so strong that the error was harmless | Government concedes the instruction was plain error but argues no reasonable probability of a different result because the evidence showed actual possession and, if properly instructed, constructive possession as well | Affirmed: error was plain but did not affect substantial rights; no reasonable probability the outcome would differ |
| Whether evidence supported actual or constructive possession of the firearm | Sitting on or touching the gun with a leg/buttocks is insufficient for actual possession; DNA not his and gun not on his person undermines constructive-possession intent | Sitting on the loaded, readily accessible gun constituted direct physical control (actual possession); coupled with drugs for distribution and prior admission, intent to exercise dominion supports constructive possession | Court: actual possession established (direct physical control); alternatively constructive possession also established given nexus, loaded gun, drugs for distribution, and prior statement |
Key Cases Cited
- United States v. Little, 829 F.3d 1177 (10th Cir. 2016) (constructive possession requires power and intent)
- United States v. Xiong, 1 F.4th 848 (10th Cir. 2021) (upholding conviction despite erroneous instruction where evidence supported possession)
- United States v. Benford, 875 F.3d 1007 (10th Cir. 2017) (joint-occupancy cases require a nexus showing knowledge, access, and intent)
- United States v. Samora, 954 F.3d 1286 (10th Cir. 2020) (reversal where actual-possession evidence was weak and constructive-possession instruction was erroneous)
- United States v. Adkins, 196 F.3d 1112 (10th Cir. 1999) (holding a firearm briefly can support actual possession depending on knowledge and intent)
- United States v. Spence, 721 F.3d 1224 (10th Cir. 2013) (carrying a pistol in a pocket constitutes physical possession)
- United States v. Simpson, 845 F.3d 1039 (10th Cir. 2017) (strong evidence of actual possession can make an erroneous constructive-possession instruction harmless)
- United States v. Morales, 758 F.3d 1232 (10th Cir. 2014) (possession may be proven by circumstantial as well as direct evidence)
