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818 F.3d 299
7th Cir.
2016
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Background

  • John Smith was convicted by a jury of distributing heroin after four FBI‑organized buys; FBI agents testified about recorded calls, surveillance, searches, and lab results; Smith presented no evidence.
  • After closing arguments the court gave the Silvern instruction (encouraging considered judgment and refusing to surrender honest beliefs for unanimity).
  • During deliberations the jury sent four notes: requests for the verdict form, a definition clarification (answered by reference to existing instructions), a bullying complaint (court reread Silvern; defense approved), and a juror request to be excused for inability to decide.
  • For the fourth note the court, after conferring with counsel, instructed: “Each of you must continue to deliberate.” Defense counsel approved the wording by saying “Perfect.”
  • The jury returned guilty verdicts about 20 minutes later; Smith later moved for a new trial arguing the court’s response to the fourth note was coercive and failed to admonish jurors not to surrender convictions.
  • The district court denied the motion as untimely and concluded Smith waived the challenge because defense counsel had approved the court’s response; the Seventh Circuit affirmed.

Issues

Issue Smith's Argument Government's Argument Held
Whether the court’s instruction to “continue to deliberate” after a juror asked to be excused was coercive The response was coercive because it failed to tell jurors not to relinquish honest convictions and pressured a reluctant juror to conform Waiver: defense counsel approved the language, so Smith cannot challenge it; also a bare admonition to continue is within discretion Waived: Smith affirmatively approved the response; even without waiver, a bare instruction to continue does not require reversal

Key Cases Cited

  • United States v. Kirklin, 727 F.3d 711 (7th Cir. 2013) (affirmative approval of jury instruction waives challenge)
  • United States v. DiSantis, 565 F.3d 354 (7th Cir. 2009) (defendant’s approval of jury instruction constitutes waiver)
  • United States v. Ajayi, 808 F.3d 1113 (7th Cir. 2015) (treats affirmatively stated "no objection" as waiver)
  • United States v. Degraffenried, 339 F.3d 576 (7th Cir. 2003) (court may simply tell jury to continue deliberating)
  • United States v. Coffman, 94 F.3d 330 (7th Cir. 1996) (a bare instruction to keep deliberating does not warrant reversal)
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Case Details

Case Name: United States v. John Smith
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Mar 21, 2016
Citations: 818 F.3d 299; 2016 WL 1085571; 2016 U.S. App. LEXIS 5113; 15-1901
Docket Number: 15-1901
Court Abbreviation: 7th Cir.
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    United States v. John Smith, 818 F.3d 299