United States v. John Hardimon
2012 U.S. App. LEXIS 22834
| 7th Cir. | 2012Background
- Defendant, a chiropractor, pleaded guilty to defrauding health insurers and to money laundering; sentenced to 70 months and restitution of about $2 million; plea included a waiver of the right to appeal.
- Six weeks after the plea, he moved to withdraw claiming medications (Prozac then Lexapro) impaired his ability to understand the charges and consequences of the plea.
- District court held an evidentiary hearing; defendant presented medical articles suggesting Lexapro might affect thinking, and a psychiatrist email about Prozac side effects.
- The judge denied the withdrawal motion, finding insufficient evidence that switching medications could produce the claimed dramatic effects and noting the plea hearing showed alertness and clarity.
- Defendant argued the plea hearing should have involved a deeper inquiry into his drug regimens and effects on thinking; the court rejected this as unnecessary.
- On appeal, the court held that the appeal waiver bars the restitution appeal if the guilty-plea ruling stands, thus the second appeal is foreclosed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the guilty plea properly withdrawable due to alleged medication-induced incompetence? | Defendant argues psychotropic drugs impaired understanding, rendering plea involuntary. | Defendant contends medications (Prozac/Lexapro) caused impairment and he should be allowed to withdraw. | No reversible error; withdrawal properly denied; plea stands. |
| Did the district court err by not conducting a deeper inquiry into drug effects at the plea hearing? | Defendant maintains the judge should have probed dosages and effects on thinking. | Court should have required psychiatric testimony or dosage detail to assess competence. | Inquiry was adequate; deeper investigation not required. |
| Does the appeal waiver in the guilty-plea agreement bar the restitution appeal or the challenged portion of the sentence? | If plea is involuntary, waiver cannot bar appeal; otherwise, waiver blocks the restitution appeal. | Waiver should not bar review if plea was involuntary due to medication. | Waiver bars the restitution appeal if the guilty-plea ruling stands; plea is not set aside. |
Key Cases Cited
- United States v. Weathington, 507 F.3d 1068 (7th Cir. 2007) (no required inquiry into drug effects beyond competence at plea)
- United States v. Rollins, 552 F.3d 739 (8th Cir. 2009) (depth of inquiry at plea not mandated for every drug regimen)
- United States v. Lessner, 498 F.3d 185 (3d Cir. 2007) (psychiatric evaluation not automatically required at plea)
- United States v. Savinon-Acosta, 232 F.3d 265 (1st Cir. 2000) (limits on voluntariness inquiry at plea)
- Miranda-Gonzalez v. United States, 181 F.3d 164 (1st Cir. 1999) (considerations for voluntariness of plea)
- Jones v. United States, 381 F.3d 615 (7th Cir. 2004) (need for psychiatric affidavit in some incompetence claims)
- United States v. Cruz, 643 F.3d 639 (8th Cir. 2011) (affidavit evidence required to prove impairment)
