United States v. Jimenez-Bencevi
788 F.3d 7
1st Cir.2015Background
- Jiménez was charged in a four-count superseding indictment for witness tampering, firearm offenses in furtherance of violence, use of a firearm during and in relation to crimes, and using a cell phone to attempt kidnapping; death-penalty notice was present.
- Approximately one month before trial, Jiménez sought a guilty plea in exchange for removal of the death penalty and provided a proffer under direct-use immunity; the government could derivative-use leads but could not use the proffer directly against him at trial.
- The district court ordered Stokes, a defense expert, to be informed of the proffer before testifying, effectively allowing use of the proffer to challenge the expert’s testimony and to establish Jiménez as the shooter.
- Jiménez was convicted on all counts; the jury recommended life imprisonment rather than death, and the district court imposed life without parole.
- On appeal, Jiménez argues (1) immunity agreement violation, (2) improper cross-examination limiting death-penalty exposure inquiry, and (3) insufficient evidence on Count One; the court reverses on the immunity issue but upholds other aspects for potential retrial.
- The court concludes the immunity violation was not harmless beyond a reasonable doubt; thus the Count One conviction cannot stand, and Jiménez is remanded for possible retrial on that count.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did district court violate immunity by using proffer against witness Stokes? | Jiménez | United States | Yes; due process violation; reversal of conviction on Count One |
| Was cross-examination properly limited regarding death-penalty exposure of cooperators? | Jiménez | United States | No reversible error; Confrontation Clause satisfied |
| Was there sufficient evidence to convict on Count One after considering the immunity violation? | Jiménez | United States | Evidence sufficient; however, due to reversal on immunity, count may be retried |
Key Cases Cited
- U.S. v. Melvin, 730 F.3d 29 (1st Cir. 2013) (immunity agreements and due process implications in proffers)
- U.S. v. Capozzi, 486 F.3d 711 (1st Cir. 2007) (two-step review of cross-examination limits under Confrontation Clause)
- Delaware v. Van Arsdall, 475 U.S. 673 (U.S. 1986) (limits on cross-examination reasonable to avoid harassment and confusion)
- U.S. v. Ofray-Campos, 534 F.3d 1 (1st Cir. 2008) (confrontation and bias in witness testimony and cross-examination)
- U.S. v. Sepúlveda, 15 F.3d 1161 (1st Cir. 1993) (standard for sufficiency of evidence)
- U.S. v. Troy, 583 F.3d 20 (1st Cir. 2009) (sufficiency review and plausible inferences supporting verdict)
