61 F.4th 1281
10th Cir.2023Background
- Defendant Gerardo Benitez Jimenez is a repeated illegal reentry offender and was indicted under 8 U.S.C. § 1326 after completing an Oklahoma heroin-trafficking sentence.
- He pleaded guilty without a plea agreement; the PSR recommended a guidelines range of 46–57 months (offense level 17, CHC V).
- Benitez moved for downward departure and a downward variance; the court denied the departure motions and then denied the variance before inviting allocution, stating: “I will not vary from the advisory guideline level…”
- The court then allowed allocution; Benitez apologized but the judge imposed 57 months (top of the guideline range).
- No contemporaneous objection was made at sentencing, so the appeal is reviewed for plain error only.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court “definitively announced” the sentence before allocution in violation of Rule 32 | Benitez: the court’s “I will not vary…” statement definitively announced a guideline sentence before he spoke | Government/District: the court did not announce a specific sentence; it denied the variance but did not unambiguously fix months | Not plain error — statement did not clearly and unambiguously announce a specific sentence (guideline range had multiple possible terms) |
| Whether the court implicitly limited the scope of allocution (conveyed futility of arguing for a variant) | Benitez: the pre-allocution ruling signaled futility and thus denied a meaningful opportunity to argue for a lower sentence | Government/District: no express prohibition; precedents requiring reversal involve clear or express limitations, not mere implication | Court assumed possible error but held it was not plain — no controlling precedent treating implicit limits as reversible plain error |
| Whether any allocution error requires reversal under plain-error standard | Benitez: error affected substantial rights because he received the maximum within the guideline range | Government/District: even if error, it is not plain because it is not contrary to clearly established law | Affirmed — defendant cannot show plain error warranting resentencing |
Key Cases Cited
- Green v. United States, 365 U.S. 301 (U.S. 1961) (recognizing defendant’s right to make a statement and present mitigating information at sentencing)
- United States v. Bustamante-Conchas, 850 F.3d 1130 (10th Cir. 2017) (en banc) (allocution is personal and reversal warranted for total denial of allocution; sets plain-error guidance)
- United States v. Landeros-Lopez, 615 F.3d 1260 (10th Cir. 2010) (vacating where court decisively announced a specific sentence before allocution)
- United States v. Jarvi, 537 F.3d 1256 (10th Cir. 2008) (reversible error where court expressly limited allocution’s scope)
- United States v. Mendoza-Lopez, 669 F.3d 1148 (10th Cir. 2012) (court’s express instruction to restrict allocution to placement within the Guidelines can indicate unwillingness to consider below-guideline mitigation)
- United States v. Valdez-Aguirre, 861 F.3d 1164 (10th Cir. 2017) (no plain error where court’s statements were mixed between tentative and final and defendant was still offered allocution)
