United States v. Jeremy F. Viles
668 F. App'x 371
| 2d Cir. | 2016Background
- Defendant Jeremy F. Viles pleaded guilty in S.D.N.Y. to mail fraud pursuant to a plea agreement stipulating a Guidelines range of 27–33 months.
- The plea agreement contained an appeal waiver but expressly preserved claims of ineffective assistance of counsel.
- Viles contends counsel misadvised him about the sentencing exposure by including three prior convictions in the criminal-history calculation when those convictions, he argues, should have been treated as part of the instant offense.
- He was sentenced to the bottom of the stipulated range (27 months).
- The Second Circuit accepted direct-review consideration of the ineffective-assistance claim because Viles had new appellate counsel and the record was fully developed, and reviewed the claim de novo.
- The panel concluded Viles failed to show prejudice from any alleged deficient performance and affirmed the district court judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective in advising Viles to accept the plea based on a stipulated Guidelines range that relied in part on prior convictions Viles says were part of the offense | Counsel misled Viles about sentencing exposure by treating prior convictions as separate, causing an uninformed plea; Viles would have gone to trial but for the advice | Counsel’s advice did not prejudice Viles: plea reflected known risks, included benefits (two-level reduction and stipulated lower loss amount), and the court was not bound by the stipulated range | Court held Viles failed to show prejudice under Strickland/Hill; the record shows no reasonable probability he would have declined the plea and gone to trial, so affirming conviction |
Key Cases Cited
- United States v. Morris, 350 F.3d 32 (2d Cir. 2003) (standards for addressing ineffective-assistance claims on direct appeal)
- United States v. Yauri, 559 F.3d 130 (2d Cir. 2009) (when direct-review consideration of ineffectiveness claims is appropriate)
- United States v. Williams, 205 F.3d 23 (2d Cir. 2000) (framework for when appellate courts may hear ineffectiveness claims)
- United States v. Guang, 511 F.3d 110 (2d Cir. 2007) (de novo review of ineffective-assistance claims on direct appeal)
- United States v. Arteca, 411 F.3d 315 (2d Cir. 2005) (plea-negotiation ineffectiveness and prejudice inquiry)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard when ineffective assistance affects guilty plea decision)
- Ventura v. Meachum, 957 F.2d 1048 (2d Cir. 1992) (whether inaccurate sentencing information would have changed plea decision)
- Strickland v. Washington, 466 U.S. 668 (1984) (deficient performance and prejudice test for ineffective assistance)
- United States v. Gordon, 156 F.3d 376 (2d Cir. 1998) (disparity between advised and actual exposure as objective evidence of prejudice)
- United States v. Khedr, 343 F.3d 96 (2d Cir. 2003) (direct-review standards and exceptions for ineffectiveness claims)
