764 F.3d 1293
11th Cir.2014Background
- Jean Therve was indicted for bribing an ICE deportation officer; he pled not guilty and proceeded to trial.
- First trial (Nov. 2012): government presented its case; defense presented no witnesses; jury began deliberations and sent notes indicating it was deadlocked.
- Jury sent an initial note that it appeared hung; court gave a modified Allen charge; jury later sent a second note revealing an 11–1 split favoring not guilty and that the holdout would not change.
- The judge disclosed the full contents of the second note to counsel, asked for their views, then called the jury, confirmed the foreperson’s view that unanimity was impossible, and declared a mistrial.
- On retrial (Dec. 2012) Therve was convicted and sentenced to 33 months; he appealed, arguing the judge abused discretion by disclosing the numerical division and thereby manipulating the parties toward mistrial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court abused its discretion in declaring a mistrial after disclosing the jury’s numerical division | Therve: disclosure of 11–1 split manipulated counsel’s positions and favored the government; mistrial was not "manifestly necessary" and violated double jeopardy protections | Government: jury was clearly deadlocked despite an Allen charge; judge reasonably found further deliberation would be coercive and declared mistrial based on manifest necessity | Court affirmed: judge exercised sound discretion; deadlock was the "classic" basis for mistrial, disclosure did not render the decision improper and manifest necessity was implicit |
Key Cases Cited
- United States v. Berroa, 374 F.3d 1053 (11th Cir. 2004) (standard for reviewing mistrial orders and deference to trial court)
- Arizona v. Washington, 434 U.S. 497 (1978) (manifest necessity doctrine; spectrum of mistrial problems and required scrutiny)
- United States v. Chica, 14 F.3d 1527 (11th Cir. 1994) (appellate review of mistrial and review of entire record)
- Gori v. United States, 367 U.S. 364 (1961) (warning against mistrials that favor prosecution tactically)
- Renico v. Lett, 559 U.S. 766 (2010) (deference to trial judge to avoid coercive verdicts after jury deadlock)
- United States v. Warren, 594 F.2d 1046 (5th Cir. 1979) (trial judge should not disclose numerical jury division)
- United States v. Gordy, 526 F.2d 631 (5th Cir. 1976) (trial judge communications with jurors significant in deadlock determinations)
- United States v. Starling, 571 F.2d 934 (5th Cir. 1978) (factors supporting mistrial when jury deadlocks)
