United States v. James Alsante
812 F.3d 544
| 6th Cir. | 2016Background
- Alsante pleaded guilty to failing to register as a sex offender under federal law.
- At sentencing, the government introduced evidence of pending state charges for sexual offenses against a minor.
- The district court reserved on upward departure but granted an upward variance to 54 months.
- Evidence included testimony from the minor’s alleged victim and her mother, plus defense counter-witnesses.
- Alsante argued the procedure violated due process and the Fifth Amendment self-incrimination rights.
- The panel held the sentencing procedure was fundamentally fair and did not violate those rights.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether pending state charges evidence at sentencing violates due process | Alsante argues it burdens defense in state case. | Alsante relies on due process protections at sentencing and self-incrimination limits. | No due process violation; sentencing may consider broad, reliable information. |
| Whether self-incrimination rights are violated by evidence of uncharged conduct at sentencing | Alsante contends pressure to rebut could coerce testimony affecting state case. | Court did not compel testimony; longstanding circuit law permits such evidence. | No Fifth Amendment violation; silence/testimony pressures are not compelled testimony. |
| Whether the sentence is substantively reasonable | Upward variance necessary to protect the public given history and conduct. | Sentence exceeds appropriate range and is not adequately tied to factors. | Sentence is substantively reasonable given the factors cited. |
Key Cases Cited
- Williams v. New York, 337 F.3d 241 (U.S. 1949) (broad sentencing evidence permissible; due process not trial-like)
- United States v. Gatewood, 230 F.3d 186 (6th Cir. 2000) (fundamentally fair sentencing hearing; reliability of information)
- United States v. O’Brien, 560 U.S. 218 (U.S. 2010) (evidentiary rules at sentencing differ from trial protections)
- McGautha v. California, 402 U.S. 183 (U.S. 1971) (recognizes difficult judgment calls in criminal process)
- Brady v. United States, 397 U.S. 742 (U.S. 1970) (accepts government urging in plea and sentencing contexts; not coercive)
- McKune v. Lile, 536 U.S. 24 (U.S. 2002) (permits certain coercive disclosures in institutional settings)
- Ohio Adult Parole Auth. v. Woodard, 523 U.S. 272 (U.S. 1998) (limits on self-incrimination in parole/reward contexts)
- Williams v. Florida, 399 U.S. 78 (U.S. 1970) (parole/penalty evidentiary considerations; not trial protections)
- Marshall, 719 F.2d 887 (7th Cir. 1983) (uncharged conduct considered consistent with sentencing norms)
- Graham-Wright, United States v., 715 F.3d 598 (6th Cir. 2013) (evidentiary inclusiveness aids appropriate sentence)
