United States v. Jackson
636 F.3d 687
| 5th Cir. | 2010Background
- Jackson was convicted by a jury of conspiring to possess with intent to distribute more than five kilograms of cocaine in violation of 21 U.S.C. § 846.
- Evidence at trial included wiretap recordings identifying Jackson as the co-conspirator referred to as 'Cory'.
- Valdez, a coconspirator, proffered in August 2007 and produced two notebooks containing 78 pages of handwriting linking to Jackson and alleged cocaine transactions.
- The notebooks were admitted into evidence through Officer Hight, who interpreted the entries; Valdez did not testify and no authentication by Valdez occurred.
- Jackson objected on Sixth Amendment (Confrontation Clause), hearsay, and authentication grounds; the district court admitted the notebooks and the jury convicted.
- The Fifth Circuit vacated and remanded, holding the notebooks were not properly authenticated, the Confrontation Clause was violated, and the error was not harmless, though remaining evidence could support a conviction on retrial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Were the notebooks properly authenticated as business records? | U.S. contends notebooks are proper business records under Rule 803(6). | Jackson argues Hight is not a qualified authentication witness and records lack trustworthiness. | Not properly authenticated; abuse of discretion. |
| Do the notebooks constitute coconspirator statements under Rule 801(d)(2)(E)? | U.S. asserts statements fall within coconspirator exception. | Jackson contends lack of authentication defeats predicate for coconspirator statements. | Not sufficiently authenticated to qualify as coconspirator statements. |
| Did admitting the notebooks violate the Confrontation Clause? | U.S. maintains business-records/coconspirator theories negate Confrontation concerns. | Jackson argues testimonial nature of notes violated Crawford’s framework. | Yes, violation under Crawford and Melendez-Diaz. |
| Was the error harmless beyond a reasonable doubt? | U.S. argues ledgers were central to the verdict and closing argument. | Jackson argues conviction supported by other evidence; harmless error standard applies. | Not harmless beyond a reasonable doubt; remand for a new trial. |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (testimonial evidence and the Confrontation Clause)
- Melendez-Diaz v. Massachusetts, 129 S. Ct. 2527 (U.S. 2009) (no per se rule that business records are non-testimonial)
- United States v. Morgan, 505 F.3d 332 (5th Cir. 2007) (business records generally not testimonial; Rule 803(6) foundation)
- United States v. Jimenez Lopez, 873 F.2d 769 (5th Cir.1989) (abuse of discretion standard for evidentiary rulings)
- United States v. Gonzales, 436 F.3d 560 (5th Cir.2006) (testimony and authentication considerations for business records)
- United States v. Veytia-Bravo, 603 F.2d 1187 (5th Cir.1979) (trustworthiness requisite for Rule 803(6) authentication)
- United States v. Arce, 997 F.2d 1123 (5th Cir.1993) (handwriting and resemblance as basis for authenticity in drug ledgers)
