United States v. Hicks
635 F.3d 1063
| 7th Cir. | 2011Background
- Hicks was convicted of distributing more than 50 grams of crack cocaine under 21 U.S.C. § 841(a)(1).
- The government introduced recordings of Hicks’s conversations with a confidential informant (Hurd) and other witnesses, recorded with FBI involvement.
- The government moved to admit Hicks’s two prior drug convictions under Rule 404(b) to show knowledge and lack of mistake.
- The district court admitted the 404(b) evidence over Hicks’s objection, later allowing Hicks to present an entrapment defense.
- Juror #9 was dismissed for cause after recognizing Hicks’s witness Tanya Lear, who was also Hicks’s girlfriend.
- Hicks testified after the 404(b) ruling, and the jury was instructed on entrapment; conviction was later vacated and case remanded for a new trial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Juror dismissed for cause based on witness relation proper? | Hicks argues dismissal was error due to improper grounds. | Hicks argues juror bias compromised impartiality. | Yes; dismissal upheld; juror replacement within discretion. |
| Tape recordings admissible to contextualize statements? | Hurd's statements were non-testimonial context for Hicks’s remarks. | Recordings violate Confrontation Clause; claims hearsay. | Admissible to contextualize Hicks’s statements; not hearsay. |
| Agent testimony about counter-surveillance admissible as lay opinion? | Testimony improperly escalates to expert opinion. | Agents’ personal observations are lay observations. | Admissible as lay observations based on personal observations. |
| Prior 404(b) convictions properly admitted to show knowledge/intent? | Convictions show Hicks’s knowledge and lack of mistake. | Convictions are improper propensity evidence; not relevant to issue. | Improper under Rule 404(b); reversed for reversal of conviction. |
| Effect of 404(b) error on substantial rights; remedy? | Rule 404(b) error affected substantial rights; conviction reversed and remanded for new trial. |
Key Cases Cited
- United States v. Hatchett, 245 F.3d 625 (7th Cir. 2001) (knowledge as to absence of mistake and participation in prior deal admissible in certain contexts)
- United States v. Manganellis, 864 F.2d 528 (7th Cir. 1988) (prior acts not admissible to prove intent in general intent crimes)
- United States v. Shackleford, 738 F.2d 776 (7th Cir. 1984) (intent issues and prior acts; caution against propensity reasoning)
- United States v. Goodapple, 958 F.2d 1402 (7th Cir. 1992) (predisposition in entrapment case; timing of evidence)
- United States v. Blanchard, 542 F.3d 1133 (7th Cir. 2008) (Rule 404(b) error and harmlessness standard)
