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United States v. Hernandez
2013 U.S. App. LEXIS 18872
7th Cir.
2013
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Background

  • Hector Hernandez was indicted on January 18, 2011 for one count of conspiracy to possess with intent to distribute cocaine and two counts of possession with intent to distribute cocaine; he pleaded guilty to all three counts on September 1, 2011.
  • A cooperating witness, Felipe Rodriguez, implicated Hernandez in three large shipments (each ~75 kg) delivered to a Rockford, Illinois quarry and testified at sentencing; Rodriguez also said Hernandez gave him ~15 kg to sell separately.
  • At arrest, authorities seized over 1 kg of cocaine, trafficking paraphernalia, and $455,278 in cash from Hernandez’s residence; telephone intercepts corroborated logistics discussions between Hernandez and Rodriguez.
  • The PSR attributed 225 kg total (three shipments) to Hernandez and applied a base offense level of 38 under the 2011 Guidelines as he was held responsible for >150 kg; the district court adopted the PSR, denied safety-valve relief, granted a two-level acceptance reduction, and calculated a Guidelines range of 210–262 months.
  • The district court sentenced Hernandez to the bottom of the Guidelines range, 210 months’ imprisonment, and Hernandez appealed, arguing his plea was not knowing/voluntary, the >150 kg finding was erroneous, and the court impermissibly increased his mandatory minimum in violation of Alleyne.

Issues

Issue Hernandez's Argument Government/District Court Argument Held
Whether Hernandez’s guilty plea was knowing and voluntary Hernandez lacked education/language fluency and did not understand Count One; Rule 11 inquiry was insufficient Court conducted a thorough colloquy with interpreter, read charges, and elicited admissions and factual basis Plea was knowing and voluntary; no plain error
Whether district court clearly erred in finding >150 kg based on cooperating witness Rodriguez’s testimony was inconsistent (present for 2 vs 3 shipments); testimony unreliable District court credited Rodriguez, whose testimony was corroborated by phone calls, seized drugs/cash, and factual proffer No clear error; district court’s credibility determination stands
Whether judicial finding of >150 kg violated Fifth/Sixth Amendment under Alleyne Finding increased mandatory minimum from 500 g to 150 kg and violated Alleyne because fact increasing mandatory minimum must be found by jury Charging document exposed Hernandez to a 5-year mandatory minimum; the district court did not impose a higher statutory minimum based on its finding; Guidelines are advisory No Alleyne error because the judicial finding affected only advisory Guidelines, not the statutory mandatory minimum

Key Cases Cited

  • United States v. Pineda-Buenaventura, 622 F.3d 761 (7th Cir. 2010) (plain-error review of Rule 11 colloquy and plea validity)
  • United States v. Contreras, 249 F.3d 595 (7th Cir. 2001) (clear-error review of drug-quantity findings)
  • Alleyne v. United States, 133 S. Ct. 2151 (U.S. 2013) (facts that increase a mandatory minimum must be submitted to a jury)
  • United States v. Woods, 148 F.3d 843 (7th Cir. 1998) (district court’s credibility determinations entitled to deference)
  • United States v. Abdulahi, 523 F.3d 757 (7th Cir. 2008) (distinguishing advisory Guidelines findings from facts that increase statutory mandatory minimums)
  • United States v. Thomas, 446 F.3d 1348 (11th Cir. 2006) (Guidelines-only factfinding does not trigger Alleyne)
  • United States v. De la Torre, 327 F.3d 605 (7th Cir. 2003) (same)
Read the full case

Case Details

Case Name: United States v. Hernandez
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Sep 10, 2013
Citation: 2013 U.S. App. LEXIS 18872
Docket Number: No. 12-1719
Court Abbreviation: 7th Cir.