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628 F.3d 1203
9th Cir.
2011
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Background

  • Harris pled guilty to felon in possession of a firearm under 18 U.S.C. § 922(g)(1).
  • The government sought a six-level increase under U.S.S.G. § 2K2.1(a)(4) because of a prior California burglary conviction.
  • The district court found the burglary qualified as a crime of violence and sentenced Harris to 36 months.
  • Harris appealed challenging the 2K2.1(a)(4) enhancement.
  • The government moved to dismiss, arguing Harris waived the right to appeal via the plea agreement, which Harris did not dispute at sentencing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Harris validly waived appellate rights. Harris argues the waiver does not bar the challenged appeal. The United States contends the waiver covers the sentence appeal. Waiver valid and enforceable; appeal dismissed.
Whether the waiver was knowing and voluntary. Harris maintains the waiver was not knowingly made. Record shows clear, informed waiver during plea and sentencing proceedings. Waiver knowingly and voluntarily made.
Whether government modification of a stipulation affects the waiver. Harris contends the government’s later allowance to challenge the enhancement modified the waiver. Waiver remained intact; modification did not alter the appeal waiver. Waiver remained intact; modification does not affect it.

Key Cases Cited

  • United States v. Jacobo Castillo, 496 F.3d 947 (9th Cir. 2007) (en banc; appeal-waiver standards context)
  • United States v. Gwinnett, 483 F.3d 200 (3d Cir. 2007) (review of waiver and knowing-voluntary standards)
  • United States v. Jeronimo, 398 F.3d 1149 (9th Cir. 2005) (plea agreements interpreted as contracts, waiver validity)
  • United States v. Clark, 218 F.3d 1092 (9th Cir. 2000) (contract-law standards for plea agreements; disentangling extrinsic evidence)
  • United States v.Watson, 582 F.3d 974 (9th Cir. 2009) (plea agreements interpreted with ambiguity resolved in defendant's favor)
  • United States v. Baramdyka, 95 F.3d 840 (9th Cir. 1996) (plea-waiver sufficiency of knowing and voluntary waiver procedures)
  • United States v. Beltran-Munguia, 489 F.3d 1042 (9th Cir. 2007) (definition of crime of violence varies by guideline section)
  • United States v. Aguila-Montes De Oca, 553 F.3d 1229 (9th Cir. 2009) (relevant law on crime of violence under certain guidelines)
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Case Details

Case Name: United States v. Harris
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jan 4, 2011
Citations: 628 F.3d 1203; 2011 U.S. App. LEXIS 68; 2011 WL 9731; 09-50113
Docket Number: 09-50113
Court Abbreviation: 9th Cir.
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