United States v. Hardy
263 F. Supp. 3d 244
D.D.C.2017Background
- Defendant Edward Hardy pled guilty to a D.C. Code felon-in-possession charge pursuant to a Rule 11(c)(1)(C) plea agreement calling for an 8-year sentence; the federal felon-in-possession count was dismissed at sentencing.
- In the plea proffer Hardy admitted three prior felony convictions (two drug offenses and one armed robbery) that would have qualified him for the ACCA’s 15-year mandatory minimum if convicted federally under 18 U.S.C. § 922(g).
- The plea was driven by the risk of the ACCA mandatory minimum; the D.C. Code offense carried a lower statutory maximum and a much lower advisory guideline range.
- After Hardy’s conviction became final, the Supreme Court in Johnson invalidated ACCA’s residual clause; Welch made Johnson retroactive on collateral review.
- Hardy filed a pro se § 2255 motion arguing his plea was involuntary because (1) the ACCA-based threat was no longer valid under Johnson/Welch, and (2) his counsel was ineffective for advising acceptance of the plea.
- The court denied the § 2255 motion without a hearing, concluding Hardy’s plea and counsel’s advice were reasonable under the law as it existed when the plea was entered and declined to issue a certificate of appealability.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Hardy’s plea was involuntary because Johnson later voided the ACCA residual clause | Hardy: Plea was induced by threat of ACCA 15-year minimum; Johnson means that threat was invalid, so plea was involuntary | Government: At plea time the residual clause was valid; a plea voluntary under then-applicable law remains valid despite later changes | Court: Plea was voluntary and intelligent under the law at the time; Brady controls, so claim fails |
| Whether counsel was ineffective in advising Hardy to accept the plea | Hardy: Counsel should not have recommended plea given ACCA challenge (post-hoc) | Government: Counsel’s advice was reasonable because ACCA residual clause was valid and Johnson was unforeseeable | Court: Under Strickland, performance was not deficient; counsel need not predict Johnson |
| Whether Hardy is entitled to collateral relief under § 2255 based on Johnson/Welch | Hardy: Johnson/Welch undermine the legal premise of the plea and justify vacatur | Government: Hardy was never sentenced under ACCA; plea agreement and sentence stand | Court: No relief; collateral relief denied |
| Whether a certificate of appealability (COA) should issue | Hardy: Issues raise constitutional questions warranting appeal | Government: Issues are not debatable among reasonable jurists | Court: COA denied; Hardy failed to make the substantial showing required by § 2253(c)(2) |
Key Cases Cited
- Johnson v. United States, 135 S. Ct. 2551 (Sup. Ct. 2015) (invalidated ACCA residual clause)
- Welch v. United States, 136 S. Ct. 1257 (Sup. Ct. 2016) (Johnson made retroactive on collateral review)
- Brady v. United States, 397 U.S. 742 (1970) (a plea voluntary and intelligent under then-applicable law remains valid despite later decisions)
- Hill v. Lockhart, 474 U.S. 52 (1985) (standard for challenging plea based on ineffective assistance of counsel)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: performance and prejudice)
- United States v. McCoy, 215 F.3d 102 (D.C. Cir. 2000) (discussing voluntariness and intelligence of guilty pleas)
- United States v. Redrick, 841 F.3d 478 (D.C. Cir. 2016) (noting Johnson was unforeseeable)
- United States v. Tolson, 372 F. Supp. 2d 1 (D.D.C. 2005) (applying Strickland in plea context)
- Slack v. McDaniel, 529 U.S. 473 (2000) (standard for certificate of appealability)
- Barefoot v. Estelle, 463 U.S. 880 (1983) (COA standard guidance)
