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United States v. Guzman
664 F. App'x 120
| 2d Cir. | 2016
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Background

  • Defendant Adalberto Ariel Guzman (age 17 at the time of the offenses) was convicted after jury trial of conspiracy to murder, two counts of murder, two counts of using a firearm during a crime of violence, and two counts of causing death by firearm.
  • District court sentenced Guzman to life imprisonment plus 35 years under the Sentencing Guidelines; judgment entered December 19, 2014.
  • Guzman appealed, arguing his adolescence and potential for rehabilitation rendered the life sentence substantively unreasonable under the Eighth Amendment and Miller-related principles.
  • The district court held an evidentiary hearing and explicitly considered Miller factors (age, family environment, circumstances of the homicide, possibility of rehabilitation) alongside 18 U.S.C. § 3553(a) factors.
  • The court relied on findings that Guzman’s crimes were brutal, calculated (not impulsive or merely peer-driven), committed when he was nearly 18, showed lack of remorse, included violent jail conduct, continued gang association, and a low likelihood of rehabilitation.
  • The Second Circuit reviewed the sentence for substantive reasonableness for abuse of discretion and affirmed the district court’s sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Guzman’s life-plus-35-year sentence is substantively unreasonable given his juvenile status and potential for rehabilitation Guzman: adolescence and demonstrated possibility of reform make life sentence excessive under Miller and Eighth Amendment limits Government: district court reasonably weighed Miller and §3553(a) factors and found life sentence appropriate given the crimes and low rehabilitation prospects Affirmed — not substantively unreasonable; district court did not abuse discretion
Whether the district court properly applied Miller factors and §3553(a) in sentencing Guzman: court should have given greater weight to diminished culpability and reduced relevance of retribution/deterrence for juveniles Government: district court adequately considered age, family, offense circumstances, and rehabilitation likelihood and permissibly emphasized seriousness, deterrence, and culpability Affirmed — court gave ample, reasonable consideration to Miller factors and §3553(a)

Key Cases Cited

  • Roper v. Simmons, 543 U.S. 551 (prohibition on death penalty for juvenile offenders)
  • Graham v. Florida, 560 U.S. 48 (Eighth Amendment forbids life without parole for juveniles in nonhomicide cases)
  • Miller v. Alabama, 567 U.S. 460 (mandatory life without parole for juveniles convicted of homicide unconstitutional; courts must consider youth-related factors)
  • Cavera v. United States, 550 F.3d 180 (2d Cir.) (standard for substantive reasonableness review)
  • Rigas v. United States, 490 F.3d 208 (2d Cir.) (definition of range of permissible sentencing decisions)
  • Kimbrough v. United States, 552 U.S. 85 (sentencing courts’ discretion to consider policy and factors not strictly tied to Guidelines)
  • Gall v. United States, 552 U.S. 38 (deference to district courts’ sentencing judgments and §3553(a) analysis)
Read the full case

Case Details

Case Name: United States v. Guzman
Court Name: Court of Appeals for the Second Circuit
Date Published: Nov 29, 2016
Citation: 664 F. App'x 120
Docket Number: 14-4707-cr
Court Abbreviation: 2d Cir.