United States v. Gustavo Yera
705 F. App'x 183
| 4th Cir. | 2017Background
- Gustavo Yera pleaded guilty pursuant to a written plea agreement to: (1) conspiracy to distribute and possess with intent to distribute methamphetamine (21 U.S.C. §§ 841(a)(1), 846) and (2) conspiracy to commit money laundering (18 U.S.C. §§ 1956(a)(1)(B)(i), 1956(h)).
- At the Rule 11 hearing Yera stated he was not under the influence, was satisfied with counsel, acknowledged a factual basis, and admitted guilt.
- The district court calculated the Sentencing Guidelines range, considered 18 U.S.C. § 3553(a) factors, heard parties’ arguments, and imposed concurrent 168-month sentences on each count.
- Yera appealed; appointed counsel filed an Anders brief asserting no nonfrivolous issues; Yera filed a pro se brief raising several claims (including ineffective assistance and a Fourth Amendment challenge to a traffic stop).
- The Fourth Circuit reviewed the record, concluded the plea was knowing and voluntary, found the sentence procedurally and substantively reasonable, and affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of guilty plea | Yera alleged issues related to counsel and circumstances of plea | Government relied on Rule 11 colloquy, factual basis, and plea agreement | Plea was knowing and voluntary; court substantially complied with Rule 11 |
| Reasonableness of sentence | Yera challenged sentence as unreasonable | Government contended Guidelines calculation and §3553(a) analysis supported within-Guidelines sentence | Within-Guidelines 168-month sentence was procedurally and substantively reasonable |
| Fourth Amendment claim re: traffic stop/arrest | Yera argued stop/arrest violated Fourth Amendment | Government argued the guilty plea waived antecedent nonjurisdictional defects | Fourth Circuit held the Fourth Amendment claim was waived by valid guilty plea |
| Ineffective assistance of counsel | Yera raised ineffective-assistance claims pro se | Government noted record did not conclusively show ineffectiveness | Court declined to address ineffective-assistance claim on direct appeal because it did not conclusively appear on the record |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (appointed counsel must file brief identifying any nonfrivolous issues)
- Gall v. United States, 552 U.S. 38 (2007) (standard for reviewing reasonableness of sentence)
- Tollett v. Henderson, 411 U.S. 258 (1973) (guilty plea waives antecedent nonjurisdictional defects)
- United States v. Carter, 564 F.3d 325 (4th Cir. 2009) (cited for sentencing-reasonableness review in this circuit)
- United States v. Baptiste, 596 F.3d 214 (4th Cir. 2010) (ineffective-assistance claims may be preserved for collateral review when record is inadequate)
- United States v. Fitzgerald, 820 F.3d 107 (4th Cir. 2016) (application of Tollett waiver rule)
