United States v. Goris
876 F.3d 40
1st Cir.2017Background
- DEA conducted an undercover sting in 2014; Goris negotiated to buy 1–5 kg of cocaine and insisted on testing a sample before larger purchase.
- On August 14, 2014, Goris removed a brick (a dummy kilogram placed by the agent) from the agent’s car at a home-improvement store and was arrested; indicted for attempting to possess 500 grams or more of cocaine with intent to distribute (21 U.S.C. § 841(a)(1)).
- Government produced recorded conversations, including the August 14 recording; Goris moved under Rule 16 for access to the original recording file and related software, alleging possible editing/manipulation.
- The district court denied the discovery request on the ground Goris failed to show materiality and alternatively because the requested materials were proprietary; Goris renewed the motion before trial but denial stood.
- At an evidentiary hearing, Goris’s expert suggested editing due to moments of zero background noise but lacked familiarity with the recording system; government affidavit explained the digital, non-modifiable web-based system and signal-related audio gaps.
- Jury convicted Goris; he appealed arguing improper denial of discovery and erroneous jury instructions regarding drug-quantity element (500 grams) that imposed the mandatory five-year minimum.
Issues
| Issue | Plaintiff's Argument (Gov't) | Defendant's Argument (Goris) | Held |
|---|---|---|---|
| Denial of Rule 16 discovery of original recording and recording system | Denial proper because defendant failed to show materiality; gov’t affidavit showed files couldn’t be edited | Sought original file and software to test claim recording was edited; argued material to prepare defense | Affirmed — district court did not abuse discretion; defendant failed to show discovery would have significantly altered proof in his favor |
| Jury instructions on drug-quantity element (≥500 g) | Instructions, read as a whole, correctly required proof beyond a reasonable doubt that Goris knew offense involved ≥500 g | Claimed two isolated sentences undercut requirement that jury find attempted possession of ≥500 g beyond a reasonable doubt | Affirmed — instructions taken in context sufficiently and repeatedly conveyed the required burden of proof |
Key Cases Cited
- United States v. Ross, 511 F.2d 757 (5th Cir. 1975) (materiality requires indication disclosure would significantly alter quantum of proof in defendant's favor)
- United States v. Carrasquillo-Plaza, 873 F.2d 10 (1st Cir. 1989) (defendant bears burden to show materiality under Rule 16)
- United States v. Correa-Alicea, 585 F.3d 484 (1st Cir. 2009) (abuse-of-discretion review for Rule 16 rulings)
- United States v. Rosario-Peralta, 199 F.3d 552 (1st Cir. 1999) (denial proper where request rests on speculation)
- United States v. Pennue, 770 F.3d 985 (1st Cir. 2014) (jury instructions must be read as a whole when assessing whether they misled the jury)
