United States v. Golden-Franklin
201600303
| N.M.C.C.A. | Apr 6, 2017Background
- Appellant pleaded guilty at a general court-martial to sexual assault; sentence: 42 months confinement, reduction to E-1, dishonorable discharge; CA approved sentence but, per a pretrial agreement, suspended confinement in excess of 18 months.
- Trial defense counsel submitted a clemency request asking the convening authority (CA) to disapprove all confinement over 12 months, citing Article 60, UCMJ, as authority to disapprove/commute/suspend confinement up to six months.
- The SJA recommended approval of the sentence as adjudged and to execute consistent with the pretrial agreement; an SJA addendum did not correct defense counsel’s Article 60 statement.
- The CA considered the submissions, denied the clemency request, and approved the sentence as adjudged.
- Appellate court reviewed whether post-trial counsel rendered ineffective assistance by requesting relief the CA no longer had authority to grant under amended Article 60, UCMJ, and whether any such error prejudiced the appellant.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether post-trial counsel was ineffective for requesting clemency the CA lacked authority to grant | Counsel asked CA to disapprove confinement >12 months citing Article 60 authority | CA/SJA implicitly argued Article 60 limits prevented granting that relief; CA denied request | Counsel’s request misapplied Article 60, but appellate court found no colorable showing of prejudice; no relief granted |
| Whether appellant was materially prejudiced by counsel’s unauthorized clemency request | Appellant argued counsel’s error could have affected CA action | Appellee argued appellant showed no specific prejudice or contrary wishes | No material prejudice shown; ineffective-assistance claim fails |
| Whether the CA’s action was lawful despite defense counsel’s incorrect clemency theory | Implicit: CA might have been influenced by submission | CA maintained discretion and considered record, pretrial agreement, and SJA recommendations | CA’s approval affirmed as within authority; action lawful |
| Whether appellant should have received alternative clemency (e.g., rank reduction relief) | Appellant suggested potential alternative clemency could exist | Government noted limited CA discretion and lack of evidence appellant desired or was advised about alternatives | Appellant failed to identify what CA might have done; no prejudice shown |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (standard for ineffective assistance of counsel)
- United States v. Scott, 24 M.J. 186 (C.M.A. 1987) (right to effective assistance of counsel under Article 27)
- United States v. Cornett, 47 M.J. 128 (C.A.A.F. 1997) (post-trial effective assistance extends beyond trial)
- United States v. Datavs, 71 M.J. 420 (C.A.A.F. 2012) (de novo review of performance and prejudice elements)
- United States v. Tippit, 65 M.J. 69 (C.A.A.F. 2007) (presumption counsel’s conduct is reasonable)
- United States v. Wheelus, 49 M.J. 283 (C.A.A.F. 1998) (standard for showing colorable prejudice in post-trial ineffective-assistance claims)
- United States v. Kruse, 75 M.J. 971 (N-M. Ct. Crim. App. 2016) (CA action disapproving confinement beyond Article 60 limits is ultra vires)
- United States v. Capers, 62 M.J. 268 (C.A.A.F. 2005) (appellant must describe what CA might have done to provide clemency)
- United States v. Starling, 58 M.J. 620 (N-M. Ct. Crim. App. 2003) (bare allegations of inadequate representation insufficient without affidavit)
- United States v. Pierce, 40 M.J. 149 (C.M.A. 1994) (vague assertions about what appellant would have submitted to CA are insufficient)
