United States v. Glenn
744 F.3d 845
2d Cir.2014Background
- Glenn, released from federal prison in November 2010, was arrested in New Haven within four months on Connecticut drug-related charges.
- He pled guilty under Alford to two counts of possession of narcotics with intent to sell, receiving state prison time of two-and-a-half years.
- Shortly after, Glenn was federally charged with violating supervised release conditions.
- The district court identified alleged violations of three conditions: not committing another offense, refraining from controlled substances outside physician prescriptions, and not frequenting places where controlled substances are sold or used.
- At a revocation hearing, Glenn argued Alford pleas insufficient to prove a supervised-release violation by a preponderance of the evidence.
- The district court relied on Glenn’s Alford pleas to find a violation and imposed 36 months’ imprisonment (15 months concurrent with the state sentence).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Alford pleas can prove a supervised-release violation by a preponderance of the evidence | Glenn asserts Alford pleas do not establish violation. | Glenn contends Alford pleas show no more than evidentiary strength, not guilt. | No abuse; Alford pleas may support violation finding. |
| Standard of review for revocation of supervised release | Spencer standard applied for abuse of discretion on factual findings. | Reasoning consistent with statutory standard for preponderance. | Reviewed for abuse of discretion; preponderance standard governs. |
| Whether federal law permits reliance on state-plea outcomes to prove a policy violation | Sufficiency of state conviction evidence may be considered under federal law. | State plea procedures, notably Alford, can justify a violation finding. | Ct looks to state procedure for practical effect; Alford plea valid as evidence. |
Key Cases Cited
- United States v. Spencer, 640 F.3d 513 (2d Cir.2011) (abuse-of-discretion and standard for revocation findings)
- United States v. Thomas, 239 F.3d 163 (2d Cir.2001) (clear-error review of facts in revocation)
- Cooter & Gell v. Hartmarx Corp., 496 U.S. 384 (Supreme Court 1990) (abuse of discretion includes misapplication of law)
- United States v. Carlton, 442 F.3d 802 (2d Cir.2006) (preponderance standard applicable to revocation decisions)
- United States v. Poellnitz, 372 F.3d 562 (3d Cir.2004) (federal sufficiency when state procedure yields practical effect)
- United States v. Verduzco, 330 F.3d 1182 (9th Cir.2003) (consideration of state plea semantics for federal analysis)
- State v. Faraday, 842 A.2d 589 (Conn. 2004) (Alford plea as acknowledgment of strong state evidence)
- State v. Daniels, 726 A.2d 520 (Conn. 1999) (Alford plea indicates strength of evidence against defendant)
