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United States v. Garcia-Robles
2011 U.S. App. LEXIS 9538
| 6th Cir. | 2011
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Background

  • Garcia-Robles challenged his 96-month sentence on second appeal after a prior reversal for procedural unreasonableness.
  • On remand, the district court resentenced him to the same term without a new hearing.
  • The remand was not limited; the district court did not hold a plenary resentencing hearing.
  • Garcia-Robles argued he was denied presence and allocution, violating Rules 32 and 43 and due process.
  • The Sixth Circuit found the remand general, vacating the sentence and remanding for resentencing with proper procedures.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether general remand requires plenary resentencing hearing Garcia-Robles entitled to presence and allocution Garcia-Robles seeks standard procedural rights at resentencing Yes; right to plenary hearing and allocution on general remand
Whether reasons must be stated in open court under 3553(c) Open-court reasoning is required for resentencing Written rationale acceptable Yes; reasons must be stated in open court
Whether failure to hold hearing was harmless error Denial of hearing prejudices defendant Non-prejudicial if no allocution requested Not harmless; remand for de novo resentencing required
Whether rights apply when sentence vacated on direct appeal Rights attach to resentencing upon remand Existing rights suffice Rights apply; allocution and presence required on general remand

Key Cases Cited

  • Behrens v. United States, 375 U.S. 162 (1963) (affirmative right to be present and speak at sentencing emphasized)
  • Hill v. United States, 368 U.S. 424 (1962) (right to allocute before sentence is imposed)
  • Green v. United States, 365 U.S. 301 (1961) (allocution importance in sentencing)
  • United States v. DeMott, 513 F.3d 55 (2d Cir. 2008) (resentencing rights on remand)
  • United States v. Muhammad, 478 F.3d 247 (4th Cir. 2007) (allocute on resentencing under Rule 32)
  • United States v. Faulks, 201 F.3d 208 (3d Cir. 2000) (resentencing rights under Rule 43)
  • United States v. Jeross, 521 F.3d 562 (6th Cir. 2008) (distinguishes limited vs general remand for purposes of allocution)
  • United States v. Moore, 131 F.3d 595 (6th Cir. 1997) (general remand presumed de novo resentencing absent explicit limitations)
  • United States v. Moored, 38 F.3d 1419 (6th Cir. 1994) (de novo resentencing framework on general remand)
  • United States v. Jennings, 83 F.3d 145 (6th Cir. 1996) (de novo resentencing on general remand; consider new objections)
  • United States v. Grams, 566 F.3d 683 (6th Cir. 2009) (open-court requirement for initial sentence applies to resentencing)
Read the full case

Case Details

Case Name: United States v. Garcia-Robles
Court Name: Court of Appeals for the Sixth Circuit
Date Published: May 10, 2011
Citation: 2011 U.S. App. LEXIS 9538
Docket Number: 09-1980
Court Abbreviation: 6th Cir.