United States v. Frederick
526 F. App'x 91
2d Cir.2013Background
- Frederick was convicted after a jury trial on Hobbs Act conspiracy, two Hobbs Act armed robberies, and related firearm charges, following a rejected plea that would have provided a much shorter sentence.
- Frederick argues his counsel provided ineffective assistance in evaluating the plea offer, specifically for not advising about a 15-year ACCA minimum, not flagging career offender exposure, and not informing him about possible credit for time served on a state conviction.
- The district court held Frederick failed to prove either deficient performance or prejudice.
- The standard for ineffective assistance in plea negotiations requires showing deficient performance and a reasonable probability the outcome would have differed, with some objective evidence.
- There is a large disparity between the sentence Frederick received and the likely plea-range of 161–180 months, and Frederick executed a sworn affidavit claiming he would have accepted the plea; his attorney testified to Warn of trial penalties and to Frederick’s insistence on proceeding to trial.
- The district court credited the attorney’s testimony over Frederick’s affidavit, and this court affirms the prejudice ruling, noting substantial favorable facts for the State and Frederick’s own trial intent.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel’s performance in advising on the plea was deficient | Frederick | Savitt failed to advise about ACCA and career offender exposure | No reversible error; district court’s finding of lack of prejudice stands |
| Whether the deficiency prejudiced Frederick in plea decision | Frederick | There was a large sentencing disparity and but-for prejudice would show acceptance of plea | Affirmed district court: no reasonable probability outcome would differ given evidence of trial decision and plea benefits |
Key Cases Cited
- Lafler v. Cooper, 132 S. Ct. 1376 (Supreme Court 2012) (plea-bargaining effective assistance standard; prejudice inquiry in plea negotiations)
- Strickland v. Washington, 466 U.S. 668 (U.S. Supreme Court 1984) (establishes two-part deficient performance and prejudice test)
- Gordon v. United States, 156 F.3d 376 (2d Cir. 1998) (objective evidence required to show prejudice in plea context)
- Purdy v. United States, 208 F.3d 41 (2d Cir. 2000) (considerations for credibility of claims of prejudice in plea)
- Arteca v. United States, 411 F.3d 315 (2d Cir. 2005) (discusses credibility and record-wide inquiry in prejudice assessment)
- Pham v. United States, 317 F.3d 178 (2d Cir. 2003) (discusses requirement for objective evidence in prejudice showing)
