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51 F.4th 391
1st Cir.
2022
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Background

  • Franklin was originally convicted in 2007 of cocaine distribution and being a felon in possession; resentenced after the First Step Act and began a 12‑year term of supervised release in 2019.
  • On March 17, 2021, a probation officer visited Franklin’s home; his girlfriend, Nicola Clark, appeared fearful and later called 911 accusing Franklin of drug dealing, possession of two guns (one in a black bag), and that he had shoved her.
  • Police arrived, found Franklin outside his car, and a trained dog alerted near the front porch; officers recovered two loaded semiautomatic pistols in black leather pouches on the porch.
  • Clark made statements to the 911 dispatcher, police officer Donovan, and probation officer Lightowler describing the guns and a prior frying‑pan assault; Clark did not testify at the federal revocation hearing.
  • The government presented Clark’s out‑of‑court statements through Lightowler and Donovan; the district court found the statements reliable, revoked Franklin’s supervised release, and imposed a three‑year prison term.
  • On appeal Franklin argued (1) the hearsay statements were unreliable and (2) the district court failed to perform/record the Rule 32.1(b)(2)(C) balancing regarding Clark’s availability and his limited confrontation right.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Clark’s out‑of‑court statements were admissible/reliable at revocation United States: statements bore sufficient indicia of reliability (consistent descriptions, excited 911 call, independent corroboration — guns found in black pouches near Franklin) Franklin: statements unreliable — inconsistent accounts, motive (jealousy), grand jury recantation, lack of injury evidence for assault Court: No abuse of discretion; sufficient indicia of reliability and corroboration supported admission and findings
Whether the court erred by not explicitly balancing witness availability under Rule 32.1(b)(2)(C) United States: district court implicitly performed the balancing; independent corroboration and victim‑safety concerns supported excusing live testimony Franklin: district court failed to state findings about availability / interest of justice; thus violated Rule 32.1(b)(2)(C) Court: Franklin forfeited the availability challenge by not timely objecting; even plain‑error review fails — no clear error and implicit balancing was adequate

Key Cases Cited

  • United States v. Fontanez, 845 F.3d 439 (1st Cir. 2017) (revocation hearings provide only limited Sixth Amendment confrontation rights; hearsay admissible if reliable)
  • United States v. Portalla, 985 F.2d 621 (1st Cir. 1993) (hearsay may be admitted at revocation so long as it is reliable)
  • United States v. Mulero‑Díaz, 812 F.3d 92 (1st Cir. 2016) (Rule 32.1(b)(2)(C) requires balancing confrontation right against reasons for denying live testimony)
  • United States v. Marino, 833 F.3d 1 (1st Cir. 2016) (discussing indicia of reliability for hearsay in revocation proceedings)
  • United States v. Rondeau, 430 F.3d 44 (1st Cir. 2005) (corroboration and consistency as factors supporting reliability)
  • United States v. Estes, 985 F.3d 99 (1st Cir. 2021) (911 calls may qualify as excited‑utterance hearsay exception)
  • United States v. Colón‑Maldonado, 953 F.3d 1 (1st Cir. 2020) (distinguishing preliminary and final revocation hearing confrontation rights)
  • United States v. Bueno‑Beltrán, 857 F.3d 65 (1st Cir. 2017) (standards for admitting hearsay under Rule 32.1(b)(2)(C)")
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Case Details

Case Name: United States v. Franklin
Court Name: Court of Appeals for the First Circuit
Date Published: Oct 20, 2022
Citations: 51 F.4th 391; 21-1880P
Docket Number: 21-1880P
Court Abbreviation: 1st Cir.
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    United States v. Franklin, 51 F.4th 391