United States v. Francis Stanford Stricker
4 F.4th 624
| 8th Cir. | 2021Background
- Stricker and a dating partner had a physical altercation; the partner alleged Stricker grabbed her neck and choked her until she lost vision and urinated; Stricker admitted pushing but denied strangling.
- A grand jury indicted Stricker under 18 U.S.C. § 113(a)(8) for assault by strangling or suffocating a dating partner.
- At trial the district court, over Stricker’s general objection to any lesser-included instruction, instructed the jury on the charged offense and on simple assault as a lesser-included offense after Stricker said simple assault would be appropriate if a lesser instruction were given.
- The jury acquitted on the strangulation charge and convicted Stricker of simple assault under 18 U.S.C. § 113(a)(5).
- On appeal Stricker argued the simple assault instruction was erroneous because simple assault is not a lesser-included offense of assault by strangulation; the government argued Stricker invited any error and, alternatively, the instruction was correct.
Issues
| Issue | Government's Argument | Stricker's Argument | Held |
|---|---|---|---|
| Whether Stricker waived appellate review of the lesser-included instruction by requesting or agreeing to it | Stricker expressly told court simple assault was the appropriate lesser-included offense, so he invited any error and waived appeal | His agreement was conditional; he maintained an objection that no lesser-included instruction should be given, so issue preserved | Waiver. Court held Stricker invited the instruction and cannot complain on appeal |
| Whether simple assault is a lesser-included offense of assault by strangulation under the elements test | Elements of simple assault are a subset: both require assault; strangulation adds the particular means, so simple assault is necessarily included | Simple assault can be committed solely by placing a victim in fear (no battery or attempt), so its elements are not always a subset of strangulation | Even on the merits, court held simple assault is a lesser-included offense because the assault element overlaps and strangulation adds an extra element; an attempt to strangle can satisfy the greater without physical contact |
Key Cases Cited
- United States v. Mariano, 729 F.3d 874 (8th Cir. 2013) (defendant who requests an instruction waives appellate challenge to that instruction)
- United States v. Ramos, 852 F.3d 747 (8th Cir. 2017) (district court may preserve issues by raising and ruling on them sua sponte)
- United States v. Calhoun, 721 F.3d 596 (8th Cir. 2013) (plain error standard for forfeited claims)
- United States v. Gates, 709 F.3d 58 (1st Cir. 2013) (invited error doctrine prevents a party from inducing an error and later appealing it)
- Schmuck v. United States, 489 U.S. 705 (1989) (elements test for lesser-included offenses)
- United States v. Herron, 539 F.3d 881 (8th Cir. 2008) (distinguishing offenses that require physical contact from attempts that need not involve contact)
