United States v. Fortino Maldonado-Guillen
683 F. App'x 198
| 4th Cir. | 2017Background
- Fortino Maldonado-Guillen pleaded guilty to drug and money laundering conspiracies and was sentenced to 235 months. He later rescinded a motion to withdraw his plea.
- Appellate counsel filed an Anders brief asserting no meritorious issues but questioned plea and sentencing procedures; Maldonado-Guillen filed a pro se supplemental brief alleging language/literacy barriers, ineffective representation, and a request to withdraw his plea.
- The district court conducted a Rule 11 plea colloquy; the court accepted the plea after finding it knowing, voluntary, and supported by a factual basis.
- At sentencing the court calculated the Guidelines range, received argument, imposed a downward variance, and explained the sentence.
- Maldonado-Guillen sought substitution of appointed counsel at sentencing; the district court denied the request after prior inquiry and findings.
- The Fourth Circuit reviewed the record (Anders review) and affirmed convictions and sentence, rejecting claims that language access, counsel substitution, or plea withdrawal were warranted.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Adequacy of Rule 11 plea colloquy | Maldonado-Guillen contends plea was not fully understood; illiteracy/language barriers undermine voluntariness | District court substantially complied with Rule 11; plea was knowing, voluntary, and had factual basis | Affirmed: no reversible plain error; Rule 11 adequate |
| Procedural and substantive reasonableness of sentence | Sentence excessive; procedural errors at sentencing | Guidelines correctly calculated; court considered §3553(a) and gave individualized explanation; imposed downward variance | Affirmed: sentence reasonable both procedurally and substantively |
| Right to substitute counsel at sentencing | Requested new counsel for alleged inadequate communication/review of evidence | Court previously inquired and found no good cause; defendant earlier stated satisfaction with counsel | Affirmed: denial not an abuse of discretion given timeliness, prior inquiry, and lack of total breakdown |
| Motion to withdraw guilty plea | Claimed coercion, inability to read plea, and asserted innocence warrant withdrawal | Defendant rescinded withdrawal motion; record shows Rule 11 testimony contradicted coercion/false understanding | Affirmed: heavy burden unmet; plea withdrawal not warranted |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedures for counsel reporting no meritorious appellate issues)
- United States v. Sanya, 774 F.3d 812 (4th Cir. 2014) (plain-error review of Rule 11 when defendant withdraws motion to withdraw plea)
- United States v. DeFusco, 949 F.2d 114 (4th Cir. 1991) (Rule 11 requirements for plea colloquy)
- Gall v. United States, 552 U.S. 38 (2007) (abuse-of-discretion standard and procedural/substantive reasonableness review of sentences)
- United States v. Louthian, 756 F.3d 295 (4th Cir. 2014) (presumption of reasonableness for within-Guidelines sentences)
- United States v. Santiago, 495 F.3d 27 (2d Cir. 2007) (need for oral communication of Anders notice where defendant is illiterate)
- United States v. Reevey, 364 F.3d 151 (4th Cir. 2004) (standards for reviewing denial of substitution of counsel)
- United States v. Lemaster, 403 F.3d 216 (4th Cir. 2005) (binding effect of defendant’s solemn in-court statements at Rule 11)
- United States v. Lambey, 974 F.2d 1389 (4th Cir. 1992) (standard for fair and just reason to withdraw plea)
- United States v. Thompson-Riviere, 561 F.3d 345 (4th Cir. 2009) (defendant bears heavy burden to show fair and just reason to withdraw plea)
