985 F.3d 128
1st Cir.2021Background
- Flores pleaded guilty to being a felon in possession of an AR-15 found loaded on his car seat after officers saw him fire the rifle from his vehicle outside a pub in Puerto Rico while on supervised release.
- He had a 2010 conviction for drug conspiracy, served 60 months, and was on supervised release with prior revocation for drug-use violations.
- PSR computed a Guidelines range of 37–46 months for the felon-in-possession count (total offense level 19, CHC III) and 4–10 months for the supervised-release revocation.
- At sentencing the district court imposed an upward variance: 60 months for the felon-in-possession count and 18 months for the revocation, to run consecutively. The court emphasized the dangerousness of firing a semi-automatic rifle in public and Flores’s repeated flouting of supervised-release conditions.
- Flores appealed, arguing the sentences were procedurally and substantively unreasonable, principally asserting the court effectively departed without Rule 32(h) notice (invoking U.S.S.G. § 5K2.6) and otherwise erred in imposing above-Guidelines sentences.
Issues
| Issue | Plaintiff's Argument (Flores) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether the district court violated Fed. R. Crim. P. 32(h) by imposing an above-Guidelines sentence without notice (i.e., impermissible departure) | The court relied on weapon-danger grounds covered by U.S.S.G. § 5K2.6, so Rule 32(h) notice was required for a departure. | The court imposed a variance under 18 U.S.C. § 3553(a), not a Guidelines departure, so Rule 32(h) did not apply. | The court imposed a variance, not a departure; Rule 32(h) notice was not required. |
| Whether the upward-variant sentences were procedurally and substantively unreasonable | The combined above-Guidelines sentences were excessive and procedurally infirm. | The sentences were supported by the § 3553(a) factors: dangerous conduct (firing an assault rifle in public) and repeated supervised-release violations. | Sentences were procedurally proper and substantively reasonable; the court gave plausible, defensible § 3553(a) reasons. |
Key Cases Cited
- Gall v. United States, 552 U.S. 38 (2007) (framework for procedural and substantive reasonableness review of sentences)
- Irizarry v. United States, 553 U.S. 708 (2008) (Rule 32(h) applies to departures, not variances)
- United States v. Daoust, 888 F.3d 571 (1st Cir. 2018) (notice requirements and revocation-sentence authority; upholding an upward variance on revocation)
- United States v. Santini-Santiago, 846 F.3d 487 (1st Cir. 2017) (distinguishing variances from Guidelines departures)
- United States v. Méndez-Báez, 927 F.3d 39 (1st Cir. 2019) (affirming substantive reasonableness of upward variance based on dangerous conduct)
- United States v. Flores-Machicote, 706 F.3d 16 (1st Cir. 2013) (sentencing-reasonableness standards; § 3553(a) considerations)
- United States v. Reyes-Torres, 979 F.3d 1 (1st Cir. 2020) (multifaceted review: procedural then substantive review)
- United States v. Sayer, 916 F.3d 32 (1st Cir. 2019) (abuse-of-discretion standard for sentencing review)
