United States v. Fernando Noria
945 F.3d 847
| 5th Cir. | 2019Background
- Fernando Ramirez Noria was indicted for illegal reentry after removal; jury convicted and district court imposed 24-month sentence.
- Government sought to admit five Form I-213s (immigration intake reports) documenting prior encounters and removals; defense objected on Confrontation Clause and hearsay grounds.
- Parties and court agreed to redact the narrative portions; the Government admitted only the first page of each I-213 (biographical/processing data: name, birthplace, citizenship, A-file number, photos/fingerprints on most).
- USCIS section chief Christine Pool authenticated the forms as routine DHS records; fingerprint examiner and other documents corroborated alienage and prior removals.
- Court admitted the redacted I-213 pages under Federal Rule of Evidence 803(8) (public-records exception) and found no Confrontation Clause violation; Fifth Circuit affirmed.
Issues
| Issue | Noria's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the I-213 entries admitted (first page biographical data) are "testimonial" under the Sixth Amendment | I-213s are testimonial statements by interviewing agents prepared for litigation; admitting them without agent testimony violates Confrontation Clause | The redacted portions are routine administrative records (biographical/process data) prepared for non‑adversarial tracking, not primarily for prosecution | The admitted portions are nontestimonial; no Confrontation Clause violation |
| Whether the redacted I-213 pages are admissible under Rule 803(8) despite the rule's exclusion for law‑enforcement observations in criminal cases | I-213s are investigative/litigation‑focused and fall within Rule 803(8)(A)(ii)’s bar on law‑enforcement observations in criminal cases | I-213s are routine, ministerial public records created in the regular course of DHS business and thus fall within the public‑records exception | The redacted first pages were admissible under Rule 803(8); the (A)(ii) exclusion did not apply to these routine administrative entries |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (testimonial statement / confrontation doctrine)
- Davis v. Washington, 547 U.S. 813 (primary‑purpose test for testimonial statements)
- Melendez‑Diaz v. Massachusetts, 557 U.S. 305 (forensic certificates as testimonial)
- Bullcoming v. New Mexico, 564 U.S. 647 (testimonial lab reports and confrontation)
- United States v. Caraballo, 595 F.3d 1214 (11th Cir.) (I‑213s nontestimonial; routine administrative use)
- United States v. Torralba‑Mendia, 784 F.3d 652 (9th Cir.) (I‑213s prepared in non‑adversarial administrative process)
- United States v. Valdez‑Maltos, 443 F.3d 910 (5th Cir.) (warrants of removal nontestimonial)
- United States v. Garcia, 887 F.3d 205 (5th Cir.) (warrant of removal admissible under Rule 803(8))
- United States v. Martinez‑Rios, 595 F.3d 581 (5th Cir.) (Certificate of Nonexistence of Record held testimonial)
- United States v. Quezada, 754 F.2d 1190 (5th Cir.) (public‑records exception and distinction for law‑enforcement observations)
