United States v. Fernandez-Hernandez
652 F.3d 56
| 1st Cir. | 2011Background
- Three defendants González-Méndez, Fernández, and Rosario were tried on conspiracy and drug charges related to the Los Dementes operation in Juana Matos, Puerto Rico.
- González owned a drug point in Vietnam Ward; Fernández worked as a seller/enforcer and later led that operation; Rosario operated a drug point outside Juana Matos.
- Evidence centered on cooperating witnesses García-Heredia, William Rosario, and Casiano, plus surveillance and seized narcotics, cash, and weapons.
- Defendants were convicted on conspiracy and substantive drug counts; González and Fernández received life sentences; Rosario received 151 months.
- The district court applied the murder cross-reference to set González and Fernández at life imprisonment, based on the April 25, 2004 killings.
- On appeal, Rosario’s elevated-quantity convictions were vacated and remanded for re-sentencing due to insufficient evidence of large quantities.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Juror notes handling and Rule 43 violation | Defendants claim the court violated Rule 43 by not informing counsel about jury notes. | Defendants argue the procedural error affected fairness and substantial rights. | Prejudicial effect not shown; error forfeited, no plain-error impact. |
| Voir dire of alternates outside presence | Rosario contends right to presence under Rule 43 was violated. | Court's outside-presence questioning was justified; Rosario waived by silence. | No Sixth Amendment/Rule 43 violation; waiver proper. |
| Fair cross-section of the community | Jury not drawn from a fair cross-section due to English proficiency and demographics. | English proficiency requirement justified; prior circuit precedent forecloses change. | No reversible error; claim foreclosed by precedent. |
| Spanish translation of jury instructions | Lack of Spanish translation violated fair-trial rights. | Not preserved and precedent discourages non-English jury instructions. | Forfeited and foreclosed by precedent; no reversible error. |
| Sufficiency of Rosario’s quantities | Evidence supported elevating Rosario’s drug quantities. | Evidence insufficient to prove elevated quantities attributable to Rosario. | Sufficient for conspiracy and possession; insufficient for quantities; vacate and remand for Rosario. |
Key Cases Cited
- Maraj v. United States, 947 F.2d 520 (1st Cir.1991) (jury-note handling guidance for admissibility and non-prejudicial error)
- United States v. Ofray-Campos, 534 F.3d 1 (1st Cir.2008) (Rule 43 and jury-notes; ex parte communications)
- United States v. Gagnon, 470 U.S. 522 (Supreme Court 1985) (presence required; not all conferences require defendant attendance)
- Petrozziello v. United States, 548 F.2d 20 (1st Cir.1977) (provisional admission of coconspirator statements for Rule 801(d)(2)(E))
- Ortiz v. United States, 966 F.2d 707 (1st Cir.1992) (Petrozziello applicability; final ruling timing)
- Isabel v. United States, 945 F.2d 1193 (1st Cir.1991) (reviewing hearsay rulings under coconspirator exceptions)
- González-Maldonado, 115 F.3d 9 (1st Cir.1997) (English-only jury instructions discouraged; proficiency standard)
- Dávila-González, 595 F.3d 42 (1st Cir.2010) (sentence-review framework; Booker advisory guidelines)
- United States v. Peterson, 385 F.3d 127 (2d Cir.2004) (Rule 43 waiver and defense rights in sidebar conferences)
- United States v. Collazo-Aponte, 216 F.3d 163 (1st Cir.2000) (Rule 43 waiver in voir dire context)
