United States v. Eric Smith
681 F. App'x 205
| 4th Cir. | 2017Background
- Eric Lamont Smith was indicted on six counts related to controlled drug buys and drugs/weapons found in a backpack; convicted on all counts and sentenced to 106 months (46 concurrent + 60 consecutive).
- Undercover buys of small amounts of marijuana from Smith occurred on Sept. 8 and Nov. 4, 2011; a shooting/home invasion occurred Nov. 12, 2011, but Smith was not charged for the shooting.
- Police found a backpack near the complex containing a semi-automatic pistol, a .38 revolver with distinctive red/white rubber bands, loose ammo, small amounts of marijuana and crack, a digital scale, and a keychain with a photo of Smith’s child.
- Smith admitted possessing firearms (though a felon), denied selling drugs at trial despite prior statements and multiple witnesses describing past small-scale drug sales and observed drug-related items in his apartment; he offered an alternate story that others moved the gun and placed items in the backpack.
- The district court admitted Rule 404(b) testimony about Smith’s prior drug activity over objection and applied a two-level obstruction enhancement under U.S.S.G. § 3C1.1 based on the court’s finding that Smith perjured himself at trial when denying the controlled buys.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of Rule 404(b) evidence; omitted witness on government list | Admission of prior drug-act witnesses was improper; one witness wasn’t listed pretrial, causing surprise | Government had disclosed the witness’s anticipated testimony in its 404(b) notice; omission caused no prejudice | Affirmed: no reversible error; omission not prejudicial and, even if remote evidence were erroneous, any error was harmless given overwhelming evidence |
| Admissibility of Rule 404(b) evidence as remote / too old | Prior acts years earlier were too remote to show intent or pattern | Prior similar drug transactions are generally admissible to show knowledge/intent; remoteness didn’t undermine admissibility here | Affirmed: district court acted within discretion; harmlessness alternative if error assumed |
| Procedural challenge to obstruction enhancement ("bait and switch" over PSR) | Court improperly relied on revised PSR basing enhancement on trial testimony after initial PSR cited investigation statements | Revision was proper; Smith had time to respond before sentencing | Affirmed: no procedural error |
| Substantive challenge to obstruction enhancement for perjury | Smith denied selling drugs at trial; argues enhancement not supported | Court found by preponderance that Smith willfully testified falsely on a material matter (perjured), qualifying for §3C1.1 | Affirmed: district court’s perjury finding not clearly erroneous and supports two-level enhancement |
Key Cases Cited
- United States v. Byers, 649 F.3d 197 (4th Cir. 2011) (Rule 404(b) is a rule of inclusion; prior acts admissible if relevant to non-character issue and satisfy relevance, necessity, reliability)
- United States v. Cabrera-Beltran, 660 F.3d 742 (4th Cir. 2011) (district court’s admission of 404(b) evidence reviewed for abuse of discretion)
- United States v. Johnson, 617 F.3d 286 (4th Cir. 2010) (prior drug activity must have sufficient nexus in time, manner, place, or pattern to charged conduct)
- United States v. Hernandez, 975 F.2d 1035 (4th Cir. 1992) (evidence of unrelated bad acts too remote is inadmissible to show intent)
- United States v. Fulks, 454 F.3d 410 (4th Cir. 2006) (court should consider short adjournment to cure prejudice from surprise witness)
- Dunnigan v. United States, 507 U.S. 87 (1993) (perjury at trial can justify obstruction-of-justice enhancement when false testimony is willful and material)
- United States v. Perez, 661 F.3d 189 (4th Cir. 2011) (explaining that a bare statement of perjury is insufficient; district court must make factual findings supporting perjury)
- United States v. Andrews, 808 F.3d 964 (4th Cir. 2015) (obstruction-of-justice enhancement reviewed for clear error)
