United States v. Doss
630 F.3d 1181
| 9th Cir. | 2011Background
- Doss was convicted of sex trafficking of children, transportation of minors into prostitution, conspiracy, and two counts of witness tampering, receiving a life sentence on several counts and concurrent terms on others.
- The central legal question is whether §1512(b) can convict for witnessing tampering by urging a witness to withhold testimony when the witness has a legal right or privilege not to testify.
- A prior-conviction (for a life sentence) determination used Taylor's modified categorical approach to assess whether the prior Nevada offense involved a minor under 17.
- Count 8 (Doss and his wife Ford) was reversed because persuading a spouse to exercise a marital privilege to refuse testifying was not necessarily the corrupt persuasion required by §1512.
- Count 7 (C.F.) was upheld because the evidence could show Doss urged C.F. to lie or not testify, violating §1512.
- The court remanded Counts 4–6 for resentencing under Nijhawan’s circumstance-specific approach to determine if the prior conviction involved a minor, with possible recalibration of the life sentence; Count 2 may be reconsidered if no mandatory life sentence is required.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether urging a witness to exercise a Fifth Amendment right can violate §1512(b) | Doss argues no §1512 violation where witness has a privilege. | Doss contends urging privilege-exercising is inherently non-corrupt. | Partially affirmed; some counts vacated/reversed; others affirmed. |
| Count 8—whether persuading a spouse to invoke marital privilege is corrupt | Government argues §1512 covers non-coercive with respect to privilege when improper purpose. | Doss argues maritial privilege persuasion is not inherently corrupt. | Count 8 reversed; conviction vacated. |
| Count 7—sufficiency of evidence to convict for witness tampering | Evidence showed Doss urged CF to lie by insinuating consequences. | Defense argues no explicit threat; could be non-coercive. | Count 7 affirmed. |
| Sentencing enhancement under §3559(e) and Nijhawan impact | Government relies on Taylor/Shepard approach for prior conviction. | Nijhawan requires circumstance-specific proof of minor involved. | Remand Counts 4–6 for new, beyond-reasonable-doubt sentencing; consider minor involvement; Count 2 may be reconsidered. |
Key Cases Cited
- Arthur Andersen LLP v. United States, 544 U.S. 696 (U.S. 2005) (knowingly corruptly persuaded requires conscious wrongdoing; marital privilege example)
- United States v. Khatami, 280 F.3d 907 (9th Cir. 2002) (limits of §1512(b) regarding non-coercive persuasion to lie or privilege contexts)
- United States v. Baldridge, 559 F.3d 1126 (10th Cir. 2009) (ambiguity of corruptly persuade; circuit split analyzed)
- United States v. Thompson, 76 F.3d 442 (2d Cir. 1996) (persuasion with improper purpose may violate §1512(b))
- United States v. Shotts, 145 F.3d 1289 (11th Cir. 1998) (adopts improper-purpose approach to corrupt persuasion)
- United States v. Farrell, 126 F.3d 484 (3d Cir. 1997) (defines ‘corruptly’ as more than hindering investigation; mentions privilege and non-coercive context)
- United States v. Gotti, 459 F.3d 296 (2d Cir. 2006) (extends corrupt persuasion theory to Fifth Amendment context)
