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United States v. Dixon
4:11-cr-00350
M.D. Penn.
May 4, 2017
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Background

  • James Dixon was convicted after a bench trial of aiding and abetting an assault on a federal correctional officer (18 U.S.C. §§ 2, 111(a),(b)) and sentenced to 120 months on August 28, 2013; the Third Circuit affirmed on appeal.
  • Dixon filed a timely pro se § 2255 motion claiming ineffective assistance of counsel in three respects: (1) failure to move to dismiss under the Speedy Trial Act; (2) failure to interview/call two potential defense witnesses (Angelo and Johnson); and (3) failure to object to the court’s definition of “bodily injury” and allegedly misleading advice about that definition affecting his plea decision.
  • Trial counsel had requested multiple continuances (recorded in the docket) for preparation and plea negotiation reasons; the court excluded those delays under the Speedy Trial Act’s "ends of justice" provisions.
  • Trial counsel investigated Angelo and Johnson, secured their availability, but chose not to call them; video evidence of the altercation was admitted and clearly depicted Dixon’s role.
  • Counsel communicated with Dixon in letters about sentencing exposure, explicitly warning that the § 111(b) “bodily injury” definition could be read broadly and recommending acceptance of the plea; counsel also provided Guideline-related sentencing information tied to the plea.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Speedy Trial Act dismissal Dixon: counsel ineffective for not moving to dismiss where trial began >70 days after first appearance Government/Court: delays were properly excluded by multiple "ends of justice" continuances requested for preparation and plea negotiations Denied — counsel not ineffective because a Speedy Trial motion would have been meritless; continuances properly excluded time
Failure to interview/call witnesses Dixon: Angelo and Johnson would have testified Dixon did not punch/kick officer; counsel failed to interview/call them Counsel: witnesses were located/secured but strategically not called; video evidence plainly showed the assault Denied — investigation was reasonable; even if counsel erred, no prejudice because video evidence was duplicative and outcome wouldn’t differ
Failure to object to definition of "bodily injury" / misleading advice on plea Dixon: counsel should have objected to court using Title 18 definitions and misled Dixon about "bodily injury," causing him to reject a plea Counsel: Title 18 definitions apply and any objection would be meritless; counsel warned Dixon that § 111(b) could be read broadly and advised plea acceptance Denied — objection would be meritless; counsel adequately informed Dixon of sentencing exposure and did not misleadingly deprive him of an informed plea decision

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (establishes two-prong ineffective-assistance test)
  • Booth v. United States, 432 F.3d 542 (courts accept truth of § 2255 allegations unless clearly frivolous)
  • Tolliver v. United States, 800 F.3d 138 (§ 2255 requires hearing when factual disputes not resolved by record)
  • United States v. Sanders, 165 F.3d 248 (counsel need not raise meritless claims)
  • United States v. Fields, 39 F.3d 439 ("ends of justice" continuances may be granted to permit plea negotiations)
  • Hill v. Lockhart, 474 U.S. 52 (ineffective assistance context for plea decisions)
  • United States v. Day, 969 F.2d 39 (defendant must be accurately informed of comparative sentence exposure to make an intelligent plea decision)
  • United States v. Lilly, 536 F.3d 190 (district court need not address both Strickland prongs if one is dispositive)
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Case Details

Case Name: United States v. Dixon
Court Name: District Court, M.D. Pennsylvania
Date Published: May 4, 2017
Docket Number: 4:11-cr-00350
Court Abbreviation: M.D. Penn.