United States v. Diaz-Bermudez
778 F.3d 309
| 1st Cir. | 2015Background
- Police found two handguns (one loaded), magazines, ammunition, >700 small bags of crack, 75 small bags of powder cocaine, and drug paraphernalia in a vehicle where Díaz was the sole passenger; Díaz admitted drugs (and later in his plea admitted possessing the firearms in furtherance of a drug-trafficking crime).
- Indicted on one count under 18 U.S.C. § 924(c)(1)(A) and two drug-distribution counts; Díaz pleaded guilty to the § 924(c) count under a written plea agreement.
- The plea agreement was hybrid: the government agreed to move to dismiss the drug counts (Rule 11(c)(1)(A)) and recommended a 60‑month sentence for the firearm count (a non‑binding Rule 11(c)(1)(B) recommendation).
- At sentencing the court dismissed the drug counts but rejected the parties’ 60‑month recommendation and imposed a 108‑month sentence; Díaz appealed.
- Díaz raised (1) entitlement to withdraw his plea after the court rejected the 60‑month recommendation, and (2) that the 108‑month upward variance was unreasonable.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether rejection of the plea’s 60‑month recommended sentence required allowing Díaz to withdraw his plea under Fed. R. Crim. P. 11(c)(5) | N/A (government sought to uphold sentence/dismissals) | Díaz: Rule 11(c)(5) required withdrawal because court rejected the plea’s recommended 60‑month sentence | Rejection affirmed: plea’s 60‑month term was a non‑binding Rule 11(c)(1)(B) recommendation; Rule 11(c)(5) withdrawal applies only to (A) or (C) provisions; court properly denied withdrawal |
| Whether the 108‑month sentence (48 months above the 60‑month guidelines recommendation) was procedurally reasonable | N/A | Díaz: sentencing court failed to consider § 3553(a) factors and relied solely on disbelief of his claimed ignorance | No plain procedural error: record shows the court considered § 3553(a) factors; court permissibly assessed Díaz’s sincerity and relied on criminal history and offense facts |
| Whether the 108‑month sentence was substantively reasonable | N/A | Díaz: upward variance of 80% was unjustified and excessive | Substantively reasonable on plain‑error review: court provided a plausible rationale (lack of sincerity, prior convictions, probation status, seriousness of offense) and result was within universe of reasonable outcomes |
Key Cases Cited
- Ocasio-Cancel v. United States, 727 F.3d 85 (1st Cir. 2013) (plea‑based factual sourcing for appeals)
- Medina‑Villegas v. United States, 700 F.3d 580 (1st Cir. 2012) (plain‑error review of sentencing objections)
- Del Valle‑Rodríguez v. United States, 761 F.3d 171 (1st Cir. 2014) (procedural and substantive reasonableness framework)
- Self v. United States, 596 F.3d 245 (5th Cir. 2010) (distinguishing binding Rule 11(c)(1)(C) stipulated sentences from non‑binding recommendations)
- Martin v. United States, 520 F.3d 87 (1st Cir. 2008) (standards for plausibility of sentencing rationale)
