76 F.4th 1062
8th Cir.2023Background
- Early-morning drive-by shooting at Brittney Jones; a black SUV that fired at her car was later stopped by Officer Sweeney.
- At first stop, Dunn (front passenger) gave an alias and the vehicle was released; the next night Dunn was stopped in a different vehicle and a .40 cal handgun fell from under him.
- Crime-scene testing linked that handgun to the earlier shooting; Dunn and the driver, his cousin Justin Lindsey, were charged under 18 U.S.C. § 922(g)(1).
- Lindsey pleaded guilty and at his plea hearing claimed ownership of the gun and that Dunn did not know about it; Lindsey invoked the Fifth at Dunn’s trial and was unavailable.
- The district court excluded Lindsey’s plea-hearing testimony as hearsay; the government cross-examined Dunn about Crips gang membership (and introduced a Facebook post), the jury convicted Dunn, and the court imposed an ACCA sentence (180 months) after finding three prior violent-felony convictions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admission of Lindsey’s plea-hearing testimony (hearsay/Rule 804) | Lindsey’s plea testimony was former testimony or a statement-against-interest and admissible to show Dunn lacked knowledge | Government: plea hearing motive differed; Lindsey’s exculpatory statements were not against his penal interest and lacked trustworthiness | Excluded: no similar motive at plea hearing for the government to develop testimony; statements not sufficiently against Lindsey’s penal interest or corroborated under Rule 804(b)(3) or Rule 807 |
| Admission of gang evidence / cross-exam about Crips membership | Gang evidence was unfair character evidence and should be excluded under Rule 404(b) / Rule 403 | Government: gang evidence was intrinsic to proving knowing possession and thus admissible | Admissible: evidence was intrinsic (relevant to knowing possession and prior night’s shooting) and probative value not substantially outweighed by unfair prejudice |
| Second Amendment challenge to § 922(g)(1) | Statute overbroad and infringes right to bear arms | Government: longstanding felon prohibition remains valid after Heller and Bruen | No plain error: court affirmed constitutionality of § 922(g)(1) consistent with precedent |
| Sentencing — ACCA predicate convictions and separate-occasions finding | One prior (3rd-degree assault) was a juvenile act; alternatively, jury should determine whether priors occurred on different occasions | Government: assault was an adult conviction therefore not juvenile; judge can find separate occasions under circuit precedent | Affirmed: assault counted as a violent felony (adult conviction); no plain error in judicial findings about separate occasions and no prejudice shown |
Key Cases Cited
- United States v. Johnson, 108 F.3d 919 (8th Cir. 1997) (standard of review for hearsay rulings)
- United States v. Preciado, 336 F.3d 739 (8th Cir. 2003) (motive to develop testimony at prior proceeding)
- Williamson v. United States, 512 U.S. 594 (1994) (limits on admissible portions of statements against interest)
- United States v. Jackson, 335 F.3d 170 (2d Cir. 2003) (Rule 807 trustworthiness analysis)
- United States v. Battle, 774 F.3d 504 (8th Cir. 2014) (prior possession relevant to later possession; intrinsic evidence)
- United States v. Jackson, 913 F.3d 789 (8th Cir. 2019) (intrinsic-evidence framework)
- United States v. Gaines, 859 F.3d 1128 (8th Cir. 2017) (Rule 403 unfair-prejudice analysis)
- District of Columbia v. Heller, 554 U.S. 570 (2008) (recognition of individual right but upholding longstanding prohibitions)
- New York State Rifle & Pistol Ass'n v. Bruen, 142 S. Ct. 2122 (2022) (Second Amendment framework)
- United States v. Ronning, 6 F.4th 851 (8th Cir. 2021) (adult conviction not treated as juvenile delinquency for ACCA)
- United States v. Robinson, 43 F.4th 892 (8th Cir. 2022) (judge may determine separate-occasions issue at sentencing)
- Wooden v. United States, 142 S. Ct. 1063 (2022) (single factor like time or place can distinguish occasions)
