United States v. Daniel Alexander
694 F. App'x 205
| 4th Cir. | 2017Background
- Daniel Alexander pleaded guilty to conspiracy to distribute oxycodone and alprazolam and was sentenced to 18 months.
- His counsel filed an Anders brief asserting no meritorious issues but raising questions about plea voluntariness, denial of a motion to withdraw the plea, and substantive reasonableness of the sentence.
- The Government moved to dismiss the appeal based on an appellate-waiver in Alexander’s plea agreement.
- The district court had conducted a Rule 11 colloquy when accepting the guilty plea; the transcript was reviewed on appeal.
- The Fourth Circuit examined whether the plea was voluntary, whether the district court abused its discretion in denying plea withdrawal, and whether the appellate waiver barred sentence-related challenges.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the guilty plea voluntary and knowingly made? | Alexander contended plea may not have been voluntary or made with close assistance of counsel. | Government relied on Rule 11 colloquy and counsel’s effectiveness to show plea was voluntary. | Court held plea was voluntary with competent counsel; conviction affirmed. |
| Did the district court abuse its discretion by denying motion to withdraw the plea? | Alexander argued denial was improper and withdrawal warranted. | Government argued district court acted within discretion after assessing Rule 11 colloquy and other factors. | Court found no abuse of discretion; denial affirmed. |
| Is the appellate-waiver valid and does it bar appeal of the sentence? | Alexander challenged sentence but did not show waiver was tainted by constitutional error. | Government moved to dismiss sentence appeal based on knowing and voluntary waiver in plea agreement. | Court held waiver was knowing and voluntary and dismissed appeal as to sentence. |
| Was the 18-month sentence substantively unreasonable? | Counsel questioned reasonableness of sentence. | Government asserted appeal is barred by waiver; no meritorious sentencing claim presented outside waiver. | Court dismissed sentencing challenge under the valid appellate waiver. |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedures when counsel asserts appeal is frivolous)
- United States v. Davis, 689 F.3d 349 (4th Cir. 2012) (standards for enforcing appellate waivers)
- United States v. Thornsbury, 670 F.3d 532 (4th Cir. 2012) (assessing validity of appellate waivers under totality of circumstances)
- United States v. Attar, 38 F.3d 727 (4th Cir. 1994) (plea-withdrawal motions alleging constitutional defects in the plea agreement can escape waiver)
- United States v. Nicholson, 676 F.3d 376 (4th Cir. 2012) (standards and deference for district court denial of plea-withdrawal motions)
- United States v. Moore, 931 F.2d 245 (4th Cir. 1991) (factors relevant to plea-withdrawal motions)
