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United States v. Daniel Aguirre-Romero
680 F. App'x 291
| 5th Cir. | 2017
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Background

  • Defendant Daniel Aguirre-Romero pleaded guilty to illegal reentry after deportation (8 U.S.C. § 1326); PSR computed total offense level 21 (including a 16-level enhancement for a prior drug-trafficking conviction) and criminal-history category IV, producing a 57–71 month guideline range.
  • PSR and record detailed prior convictions including injury to a child (serious infant injuries), multiple prior deportations and an arrest for making a terroristic threat; some witnesses recanted or disputed earlier statements about domestic violence.
  • Defense urged a low-end guideline sentence or downward variance based on the age of the drug conviction and defendant’s family/work history in Mexico; government sought top-of-range sentence based on criminal history.
  • At sentencing the district court questioned the defendant and counsel about the child-injury convictions and family life, expressed skepticism about defense claims, then imposed a 71-month sentence (top of guidelines).
  • The court twice asked generally, "Anything else from anyone?" but did not expressly address the defendant personally with an open invitation to speak in mitigation before pronouncing sentence; defense did not object at sentencing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether district court denied defendant right to allocute under Fed. R. Crim. P. 32(i)(4)(A)(ii) Aguirre-Romero: court failed to personally invite him to speak on any subject before sentencing Government: court engaged defendant in colloquy and asked open-ended "Anything else?" questions, so allocution requirement satisfied Court: Error was clear — colloquy and general questions did not satisfy Rule 32; allocution opportunity was not given
Whether the allocution error affected substantial rights Aguirre-Romero: presumption of prejudice because sentenced at top of guidelines and defense urged lower sentence Government: concedes prejudice because sentence was at top of range Court: Presumed prejudice applies when not sentenced at bottom; error affected substantial rights
Whether appellate court should exercise discretion to remand for resentencing Aguirre-Romero: first opportunity to allocute; he stated what he would have said (childhood abuse, economic hardship, remorse, details on child-injury matter) and counsel’s arguments did not substitute for personal allocution Government: some mitigation was presented by counsel and in PSR; remand not always required Court: Exercised discretion to correct error and remanded — not in the limited class of cases where reversal is unwarranted

Key Cases Cited

  • United States v. Avila-Cortez, 582 F.3d 602 (5th Cir. 2009) (plain-error review for unpreserved sentencing errors)
  • Puckett v. United States, 556 U.S. 129 (2009) (plain-error standard requires clear error affecting substantial rights and discretion to correct)
  • United States v. Dickson, 712 F.2d 952 (5th Cir. 1983) (Rule 32 allocution requirement construed as personal inquiry to defendant)
  • United States v. Magwood, 445 F.3d 826 (5th Cir. 2006) (colloquy on specific issues does not substitute for open invitation to allocute)
  • Green v. United States, 365 U.S. 301 (1961) (Rule 32 requires opportunity for defendant personally to speak in mitigation)
  • Hill v. United States, 368 U.S. 424 (1962) (recognition of allocution right under Rule 32)
  • United States v. Echegollen-Barrueta, 195 F.3d 786 (5th Cir. 1999) (requirement that record show defendant knew of right to speak on any subject)
  • United States v. Garza-Lopez, 410 F.3d 268 (5th Cir. 2005) (plain-error analysis; clarity of error at time of appellate review)
  • Johnson v. United States, 520 U.S. 461 (1997) (plain-error doctrine principles)
  • United States v. Palacios, 844 F.3d 527 (5th Cir. 2016) (factors for whether allocution error warrants resentencing)
  • United States v. Reyna, 358 F.3d 344 (5th Cir. 2004) (limiting class of cases where allocution error does not require correction)
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Case Details

Case Name: United States v. Daniel Aguirre-Romero
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Feb 23, 2017
Citation: 680 F. App'x 291
Docket Number: 16-40231
Court Abbreviation: 5th Cir.