United States v. Cruz-Vazquez
15-1289P
| 1st Cir. | Nov 10, 2016Background
- Cruz pleaded guilty to possession of a machine gun in violation of 18 U.S.C. § 922(o) after agents found a Glock modified to fire automatically in his car.
- A bag of drug paraphernalia and marijuana residue was recovered from the trunk but was omitted from the plea-agreement factual stipulation and the PSR.
- The plea agreement stipulated a Base Offense Level of 18 and, after acceptance credit, a Total Offense Level of 15, with Criminal History Category I, yielding an estimated guideline range of 18–24 months; the parties agreed not to seek further guideline adjustments.
- The government reserved the right to argue for a sentence at the higher end of the stipulated guideline range and recommended 24 months in its sentencing memorandum.
- At sentencing the district court declined to consider the drug-paraphernalia bag in calculating the guidelines but imposed a 36-month sentence after making § 3553(a) findings, citing community gun-violence concerns and deterrence as grounds for a variance.
- Cruz appealed, arguing the government breached the plea agreement by referencing the drug paraphernalia and that the 36-month sentence was substantively unreasonable.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Breach of plea agreement | Cruz: government violated plea by introducing drug-paraphernalia info to seek a higher sentence (effectively an enhancement under U.S.S.G. § 2K2.1(b)(6)(B)) | Government: complied with plea terms; recommended high-end guideline and may present facts relevant to sentencing; never sought specific enhancement | No breach. Prosecutor stayed within plea and the district court expressly declined to rely on the paraphernalia for sentencing calculations |
| Substantive reasonableness of 36‑month sentence | Cruz: district court improperly over-weighted community-level gun-violence factors and thus abused its discretion in varying upward | Government/district court: considered all § 3553(a) factors, properly explained role of deterrence and community safety, and imposed a reasonable variance | Affirmed. No abuse of discretion; variance justified by deterrence and community concerns |
Key Cases Cited
- Santobello v. New York, 404 U.S. 257 (1971) (prosecutor must honor promises in plea bargains)
- United States v. Riggs, 287 F.3d 221 (1st Cir. 2002) (prosecutors held to meticulous standards in plea bargaining)
- United States v. Canada, 960 F.2d 263 (1st Cir. 1992) (prohibits end-runs around plea assurances)
- United States v. Saxena, 229 F.3d 1 (1st Cir. 2000) (prosecutor may disclose relevant sentencing information; obligations to disclose and to honor plea coexist)
- United States v. Rivera-Rodriguez, 489 F.3d 48 (1st Cir. 2007) (standards for reviewing alleged plea-bargain breaches)
- United States v. Clogston, 662 F.3d 588 (1st Cir. 2011) (two-step sentencing-review framework: procedural then substantive reasonableness)
- United States v. Zavala-Marti, 715 F.3d 44 (1st Cir. 2013) (standard for substantive-reasonableness review)
- United States v. Arroyo-Maldonado, 791 F.3d 193 (1st Cir. 2015) (deference to district court’s sentencing judgment)
- United States v. Diaz-Arroyo, 797 F.3d 125 (1st Cir. 2015) (recognizing deterrence and community crime patterns as sentencing considerations)
