United States v. Cox
684 F. App'x 706
10th Cir.2017Background
- Karen Cox was indicted for conspiracy to distribute ≥50 grams of methamphetamine (conspiracy period alleged: July 1, 2014–Sept. 24, 2015).
- At trial the government presented extensive evidence from the charged conspiracy period and testimony about Cox’s methamphetamine purchases from January–March 2014 (predating the indictment period).
- Cox objected at trial under Fed. R. Evid. 404(b) that the earlier sales were improper "other-act" evidence; she conceded they might fit a common-plan 404(b)(2) exception but requested a Rule 105 limiting instruction.
- The district court ruled the pre-period sales were intrinsic ("inextricably intertwined") to the charged conspiracy, so Rule 404(b) did not apply, and denied the limiting instruction request.
- Cox was convicted and sentenced to 121 months’ imprisonment and 60 months’ supervised release; on appeal she argued the pre-period evidence should have been excluded under Rule 403 as cumulative, unnecessary, and unfairly prejudicial.
- The Tenth Circuit affirmed, concluding the evidence was probative of a continuous conspiracy and rebutted Cox’s single-supplier defense; it was not unfairly prejudicial or needlessly cumulative.
Issues
| Issue | Cox's Argument | Government's Argument | Held |
|---|---|---|---|
| Admission of pre-conspiracy meth sales | Testimony about Jan–Mar 2014 sales was improper extrinsic bad-act evidence and should be excluded (404(b)); alternatively excluded under Rule 403 as unfairly prejudicial and cumulative | The sales were intrinsic/inextricably intertwined with the charged conspiracy and probative of continuity and multiple suppliers; not unfairly prejudicial or needlessly cumulative | Affirmed: evidence admissible; probative value outweighed any unfair prejudice |
| Need for limiting instruction (Rule 105) | Requested limiting instruction if evidence admitted under common plan/design exception | Court found Rule 105 unnecessary because evidence was intrinsic, not 404(b) other-act evidence | Denied: limiting instruction not required because evidence deemed intrinsic |
| Preservation of Rule 403 argument on appeal | Argued on appeal that district court should have excluded evidence under Rule 403 | Government noted Cox primarily litigated Rule 404(b) below and may not have preserved Rule 403 for appeal | Court assumed preservation for review but rejected the Rule 403 argument on the merits |
| Standard of review for evidentiary rulings | N/A (procedural) | District court’s evidentiary rulings reviewed for abuse of discretion | Applied abuse-of-discretion standard; admission fell within permissible choice |
Key Cases Cited
- United States v. Batton, 602 F.3d 1191 (10th Cir. 2010) (standard for abuse-of-discretion review of evidentiary rulings)
- United States v. Stiger, 413 F.3d 1185 (10th Cir. 2005) (abuse-of-discretion standard explanation)
- United States v. Mares, 441 F.3d 1152 (10th Cir. 2006) (permissible range of district court choices reviewed for abuse of discretion)
- United States v. Shumway, 112 F.3d 1413 (10th Cir. 1997) (abuse-of-discretion framework)
- United States v. Watson, 766 F.3d 1219 (10th Cir. 2014) (preference for admitting relevant evidence absent other proscription)
- United States v. Irving, 665 F.3d 1184 (10th Cir. 2011) (same; evidentiary admission principles)
- United States v. Rodriguez, 192 F.3d 946 (10th Cir. 1999) (Rule 403 exclusion is an extraordinary remedy to be used sparingly)
- United States v. Smith, 534 F.3d 1211 (10th Cir. 2008) (Rule 403 protects only against unfair prejudice)
- Deters v. Equifax Credit Info. Servs., 202 F.3d 1262 (10th Cir. 2000) (definition/discussion of unfair prejudice under Rule 403)
