795 F.3d 421
3rd Cir.2015Background
- Cosmo Fazio, an Italian-born lawful permanent resident, pleaded guilty in 2011 to a drug conspiracy charge pursuant to a written plea agreement that included a broad waiver of direct appeal and collateral-attack rights and a written warning that his plea "may" have immigration consequences, including automatic removal.
- At the plea hearing the district court conducted an in‑court colloquy that reviewed the waiver and explicitly asked whether Fazio understood he could face automatic removal; Fazio answered that he did and confirmed he wanted to plead guilty regardless.
- Plea counsel reviewed the plea agreement line‑by‑line and told Fazio there could be immigration consequences but expressed the view Fazio likely could avoid deportation; immigration counsel later advised removal was certain.
- Fazio later moved to withdraw his plea and then filed a § 2255 motion, arguing counsel was ineffective under Padilla for failing to advise him that his plea would result in automatic deportation.
- The district court denied relief, concluding any Padilla error was cured by the plea agreement and the court’s plea colloquy; the Third Circuit affirmed.
Issues
| Issue | Fazio's Argument | Government's Argument | Held |
|---|---|---|---|
| Validity of collateral-attack waiver | Waiver not knowing/voluntary and enforcement would be miscarriage of justice because counsel was ineffective re: immigration advice | Waiver was knowingly/voluntarily entered and enforceable; plea colloquy and agreement cured any counsel error | Waiver enforceable; entered knowingly and voluntarily; enforcing it is not a miscarriage of justice |
| Whether counsel performed deficiently under Padilla | Counsel failed to inform Fazio that the plea would make removal essentially certain (Padilla violation) | Counsel warned of possible immigration consequences and reviewed the plea agreement; district court’s colloquy also informed Fazio | Court assumed arguendo possible deficiency but found no prejudice because plea agreement and colloquy cured any error |
| Prejudice from alleged Padilla error | Had counsel properly advised, Fazio would not have pleaded guilty | Fazio expressly confirmed at plea he wanted to plead guilty despite removal risk; no testimony at evidentiary hearing showing he would have refused plea | No prejudice shown under Hill/Strickland; § 2255 relief denied |
| Effect of plea colloquy and agreement on Padilla claim | Written warning and court’s questions insufficient if counsel misled | Plea agreement language and detailed in-court colloquy satisfied Padilla notice requirement and cured any error | Plea agreement and colloquy cured any deficient advice; claim fails |
Key Cases Cited
- Padilla v. Kentucky, 559 U.S. 356 (2010) (counsel must advise when deportation consequence is clear)
- Strickland v. Washington, 466 U.S. 668 (1984) (two‑prong ineffective assistance test)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for guilty pleas)
- United States v. Khattak, 273 F.3d 557 (3d Cir. 2001) (enforceability of appellate waivers)
- United States v. Shedrick, 493 F.3d 292 (3d Cir. 2007) (plea agreement and colloquy can cure erroneous counsel predictions)
- United States v. Orocio, 645 F.3d 630 (3d Cir. 2011) (counsel constitutionally deficient for failing to warn of near-certain removal)
- United States v. Mezzanatto, 513 U.S. 196 (1995) (defendants may waive fundamental rights)
- United States v. Mabry, 536 F.3d 231 (3d Cir. 2008) (benefits and enforceability of waivers)
- United States v. Erwin, 765 F.3d 219 (3d Cir. 2014) (miscarriage‑of‑justice framework for waivers)
