813 F.3d 1097
8th Cir.2016Background
- Late on April 20, 2014, an altercation outside a trailer after leaving a bar resulted in Sophia Bear Stops suffering facial lacerations and a closed-head/blunt trauma injury requiring stitches and hospitalization.
- Witnesses (Sophia, Robyn, Robert, Cheyenne) testified that Christopher Rainbow pulled a metal downspout and struck Sophia, and that Jordan joined in the beating after Christopher said, “Let’s kill this little bitch.” One witness (Angelica) gave a conflicting account blaming Robyn.
- Christopher and Jordan were charged in federal court with assault with intent to kill, assault with a dangerous weapon, and assault resulting in serious bodily injury under 18 U.S.C. §§ 113, 1153; the government had to prove the defendants were Indians and the crime occurred in Indian country.
- Government admitted BIA “Certificate of Degree of Indian Blood” documents and elicited testimony from a BIA official that both defendants were enrolled Standing Rock Sioux Tribe members (tribal enrollment requires one‑fourth Standing Rock blood).
- The district court (1) overruled a defense objection to the court’s questioning of the treating ER doctor, (2) refused defense requests for lesser‑included offense instructions, and (3) admitted the BIA certificates; the jury acquitted on intent-to-kill but convicted both defendants on assault with a dangerous weapon and assault resulting in serious bodily injury. Sentences: Christopher 180 months; Jordan 72 months.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admission of BIA certificates / Confrontation Clause | Gov: certificates are non‑testimonial business records and admissible; BIA official also testified to enrollment | Christopher & Jordan: certificates were testimonial affidavits prepared for trial; Sixth Amendment confrontation violation | Certificates were non‑testimonial business records; admission did not violate Confrontation Clause; enrollment testimony independently proved Indian status |
| Denial of lesser‑included offense instructions | Gov: not applicable | Christopher/Jordan: evidence supported instructions for simple assault or lesser assault by beating/striking/wounding | Denial not an abuse of discretion; evidence did not permit rational acquittal of greater offense while convicting of lesser, and aiding/abetting liability covers Jordan |
| District court questioning of ER doctor | Gov: judge’s questions clarified testimony | Defs: court solicited improper expert opinion | No error; court questions merely clarified diagnosis and medical certainty and did not act as advocate |
| Sufficiency of the evidence (Jordan) | Gov: testimony and enrollment evidence sufficient | Jordan: evidence insufficient to prove Indian status, use of weapon, or participation causing serious injury | Evidence sufficient; prior holdings on aiding and abetting mean Jordan liable even if he did not wield a weapon or his blows alone caused injury |
Key Cases Cited
- United States v. Stymiest, 581 F.3d 759 (8th Cir.) (defines when person is an "Indian" for §1153)
- Crawford v. Washington, 541 U.S. 36 (2004) (Confrontation Clause framework: testimonial evidence requires confrontation)
- Melendez‑Diaz v. Massachusetts, 557 U.S. 305 (2009) (affidavits created for prosecution are testimonial)
- Bullcoming v. New Mexico, 131 S. Ct. 2705 (2011) (lab analyst who performed test must be available for cross‑examination)
- United States v. Felix, 996 F.2d 203 (8th Cir.) (group assault: aiding and abetting makes all participants guilty of resulting serious injury)
- United States v. Williams, 720 F.3d 674 (8th Cir.) (business‑record analysis distinguishing testimonial evidence)
- United States v. Thompson, 686 F.3d 575 (8th Cir.) (records as non‑testimonial business records)
- United States v. Pemberton, 405 F.3d 656 (8th Cir.) (enrollment as common evidence of Indian status)
- United States v. Diaz, 679 F.3d 1183 (10th Cir.) (tribal membership rules can establish Indian status)
