956 F.3d 431
6th Cir.2020Background
- Fowler had a 2010 conviction for receipt/distribution and possession of child pornography; released to 10 years supervised release and later reoffended by accessing child pornography via a peer-to-peer app in 2016.
- In 2018 Fowler pleaded guilty to possession of child pornography; plea agreement included a broad appellate waiver but did not mention the $5,000 special assessment under 18 U.S.C. § 3014.
- At plea colloquy the prosecutor stated the $5,000 assessment applied but could be waived for indigency; defense counsel indicated he expected Fowler to be deemed indigent.
- The PSR noted Fowler had been appointed counsel (financial affidavit indicating indigency), listed prior education and work, but did not make a finding on indigency for § 3014.
- At sentencing the court imposed 120 months for the possession conviction, a consecutive 36 months for supervised-release violation, and a $5,000 § 3014 assessment without making any express findings on Fowler’s ability to pay; defense did not object to the assessment.
- On appeal the Sixth Circuit vacated the $5,000 assessment and remanded for an indigency determination, and affirmed the 36‑month supervised‑release sentence (finding the court did not rely on the stricken, uncorroborated molestation allegation).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Scope of appellate waiver as to $5,000 § 3014 assessment | Fowler: assessment not mentioned in plea; challenge not waived | Government: broad waiver of appeal rights bars challenge | Waiver did not bar challenge; plea did not contemplate the $5,000 assessment |
| Plain‑error review of imposition of $5,000 without indigency finding | Fowler: court failed to address indigency/ability to pay; record does not show non‑indigency | Government: either waived by plea or record supports non‑indigency | Plain error; vacated assessment and remanded for determination of indigency |
| Whether court relied on uncorroborated molestation allegation in upward variance | Fowler: court considered the allegation and therefore used an impermissible factor | Government: court struck the allegation and explicitly said it did not rely on it; sentence based on possession/victimization | Affirmed: court disclaimed reliance on allegation and did not abuse discretion in sentencing |
Key Cases Cited
- United States v. Smith, 344 F.3d 479 (6th Cir. 2003) (interpreting scope of appellate‑waiver clauses)
- United States v. Droganes, 728 F.3d 580 (6th Cir. 2013) (refusal to extend an appellate waiver to issues not contemplated in plea)
- United States v. Shepherd, 922 F.3d 753 (6th Cir. 2019) (district court must ensure defendant is not indigent before imposing § 3014 assessment)
- United States v. Wandahsega, 924 F.3d 868 (6th Cir. 2019) (courts may infer consideration of ability to pay from the record; detailed findings not always required)
- United States v. Vonner, 516 F.3d 382 (6th Cir. 2008) (en banc) (plain‑error review standard)
- United States v. Gonzales, 765 F.2d 1393 (9th Cir. 1985) (appellate courts should accept district court’s statements that excluded material was not considered)
