952 F.3d 1211
10th Cir.2020Background
- On July 3, 2018, Tulsa PD officers approached John Chatman after noticing suspicious behavior; a van with mismatched plates was linked to him.
- Officers found Chatman in the backseat; he refused to ID or exit, officers called for backup, and Sergeant Mike Parsons arrived with a pepper-ball gun.
- As pepper balls hit Chatman, an officer yelled “He’s got a gun!” and Chatman fired several rounds, striking Parsons in the leg; officers returned fire and wounded Chatman.
- Chatman made statements and gestures suggesting he wanted officers to shoot him (e.g., “Y’all are going to have to kill me,” tearful goodbye to girlfriend).
- A jury convicted Chatman of felon-in-possession (18 U.S.C. § 922(g)), attempted obstruction of justice by attempting to kill a witness (18 U.S.C. § 1512(a)(1)(C)) (Count Two), and using a firearm in furtherance of a crime of violence (18 U.S.C. § 924(c)) (Count Three); he did not contest Count One.
- On appeal the Tenth Circuit held the government failed to prove the § 1512(a)(1)(C) intent element and remanded to vacate Counts Two and Three and resentence on Count One.
Issues
| Issue | Chatman’s Argument | Government’s Argument | Held |
|---|---|---|---|
| Whether evidence sufficed to prove Chatman acted with intent to prevent Parsons from communicating to law enforcement (§1512(a)(1)(C) broad intent) | Evidence did not show a reasonable inference Chatman shot to prevent communication to law enforcement or federal authorities | Evidence and circumstances supported the jury’s inference of intent | Reversed — evidence insufficient to prove intent element under §1512(a)(1)(C) |
| Whether the sufficiency challenge was waived/forfeited on appeal | Preserved via post-trial motions and objections; merits should be reviewed | Argued Chatman waived/forfeited by failing to raise the precise Fowler-based argument at trial | Court found the intent issue was sufficiently preserved and decided the merits; did not rely on waiver |
| Effect on the §924(c) conviction (Count Three) tied to Count Two | If Count Two fails, Count Three must be vacated | Count Three stands only if the predicate (Count Two) is valid | Because Count Two failed, Count Three was vacated; remand for resentencing on Count One only |
Key Cases Cited
- Fowler v. United States, 563 U.S. 668 (2011) (defines elements of §1512(a)(1)(C), including intent to prevent communication to law enforcement)
- United States v. Poe, 556 F.3d 1113 (10th Cir. 2009) (standard for reviewing sufficiency of the evidence)
- United States v. Anaya, 727 F.3d 1043 (10th Cir. 2013) (reversal standard for insufficiency)
- United States v. Rufai, 732 F.3d 1175 (10th Cir. 2013) (rejects convictions based on piling inference upon inference)
- United States v. Bell, 113 F.3d 1345 (3d Cir. 1997) (upheld §1512 conviction where killing aimed to prevent testimony/cooperation with task force)
- United States v. Galvan, 949 F.2d 777 (5th Cir. 1991) (upheld §1512 conviction where victim previously cooperated with government)
- United States v. Edwards, 36 F.3d 639 (7th Cir. 1994) (upheld §1512 conviction where defendants feared victim informing DEA)
