United States v. Charles Pollock, Jr.
2014 U.S. App. LEXIS 12653
| 7th Cir. | 2014Background
- Pollock, a convicted felon (aggravated stalking), began a relationship with Kim Bowyer; in July 2011 he abducted, restrained, threatened, and (she alleged) raped her; he also suggested a murder-suicide with a .45 pistol. Bowyer reported the incident to police.
- In June–July 2011 Pollock retrieved multiple guns and placed gun cases/boxes in his car trunk; a friend, Todd Clayes, saw a semiautomatic pistol at Pollock’s home and later removed guns from Pollock’s trunk at Pollock’s request.
- Police executed a search warrant and found magazines and ammunition; Pollock was arrested and later convicted by a jury of (1) unlawful possession of a firearm (18 U.S.C. § 922(g)), (2) unlawful possession of ammunition, and (3) attempted witness tampering for letters urging Clayes to disappear.
- At sentencing the district court applied U.S.S.G. § 2K2.1(c) to cross‑reference the base offense level to the guideline for aggravated sexual abuse (§ 2A3.1), finding by a preponderance that the firearm was “in connection with” the sexual abuse, and imposed a below‑Guidelines aggregate term of 240 months (120 concurrent + 120 consecutive).
- Pollock appealed, challenging: (1) the felon‑in‑possession jury instruction (no unanimous agreement required as to a particular firearm), (2) certain prosecutorial statements at trial and sentencing, and (3) the procedural and substantive reasonableness of his sentence (including the § 2K2.1(c) cross‑reference and the consecutive 120‑month term for tampering).
Issues
| Issue | Plaintiff's Argument (Pollock) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Jury instruction on § 922(g) (whether jury must unanimously agree on a specific firearm) | Possession of a specific firearm is an element; instruction was erroneous for not requiring unanimity on which gun. | § 922(g) prohibits possession of “any firearm”; the specific gun is a means, not an element, so no unanimity on a particular firearm is required. | Court affirmed: no plain error—specific firearm is not an element under § 922(g). |
| Prosecutorial misstatements at trial and sentencing | Prosecutor misstated witness testimony (added “.45 caliber”) and mischaracterized Bowyer’s testimony, denying a fair trial and sentencing. | The caliber detail was a minor, inadvertent error; Bowyer’s testimony reasonably supports the Government’s inferences about threats to deter reporting. | Court affirmed: errors were minor, not prejudicial; defendant had opportunity to rebut; conviction and sentence unaffected. |
| Procedural adequacy of sentencing under § 3553(a) | District court gave cursory treatment; did not adequately explain why 20‑year sentence was necessary. | Court considered § 3553(a) factors, defendant’s history, seriousness, and need for deterrence; below‑Guidelines sentence presumed reasonable. | Court affirmed: district court’s explanation and consideration were adequate for review. |
| Application of U.S.S.G. § 2K2.1(c) cross‑reference & consecutive 10‑year term for tampering | No preponderance showing that the firearm was connected to the sexual abuse; tampering was garden‑variety and did not warrant consecutive 10 years. | Bowyer’s testimony supports that threats involving the gun continued to restrain/intimidate her after the assault; Clayes was a key witness making tampering especially serious. | Court affirmed: sufficient record support and credibility findings for cross‑reference and consecutive sentence; not clearly erroneous or an abuse of discretion. |
Key Cases Cited
- Richardson v. United States, 526 U.S. 813 (1999) (unanimity requirement analysis for elements vs. brute facts)
- United States v. Verrecchia, 196 F.3d 294 (1st Cir. 1999) (possession of a particular firearm is not an element of § 922(g))
- United States v. DeJohn, 368 F.3d 533 (6th Cir. 2004) (statutory emphasis on person, not firearm; supports treating gun identity as means)
- United States v. Locke, 643 F.3d 235 (7th Cir. 2011) (implicit factual findings at sentencing permissible when supported by record)
