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United States v. Charles Gilliam, Jr.
20-4150
| 4th Cir. | Apr 1, 2021
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Background

  • Charles Gilliam Jr. pleaded guilty to conspiracy to distribute and possess with intent to distribute cocaine base and heroin (21 U.S.C. §§ 841(b)(1)(A), 846).
  • The district court imposed 210 months imprisonment and 5 years supervised release, orally announcing only a few special conditions.
  • The written judgment, however, included statutory "mandatory" conditions under 18 U.S.C. § 3583(d) and 13 "standard" (discretionary) supervised-release conditions drawn from the Sentencing Guidelines/form AO245B that were not announced at sentencing.
  • Appellate counsel filed an Anders brief; the panel ordered supplemental briefing addressing whether Rogers affected consistency between the oral sentence and the written judgment.
  • The Fourth Circuit affirmed the conviction, found a Rule 11 error (failure to advise of the 10-year mandatory minimum) but held it did not affect substantial rights, vacated the sentence, and remanded for full resentencing because discretionary conditions were not announced; the government’s motion for a limited remand was denied.

Issues

Issue Gilliam's Argument Government's Argument Held
Whether failure to advise of the 10-year mandatory minimum under Rule 11 was plain error affecting the plea District court failed to advise of mandatory minimum; error warrants relief Error occurred but was harmless; conviction should stand Error was plain but did not affect substantial rights; plea upheld
Whether inclusion of mandatory supervised-release conditions in the written judgment but not orally pronounced creates a conflict Inclusion in judgment conflicts with oral sentence Mandatory conditions need not be orally pronounced and may appear in judgment Mandatory conditions may be included in the judgment without reversible error
Whether unannounced standard (discretionary) supervised-release conditions in the written judgment render the sentence inconsistent and require vacatur/remand Standard conditions were not announced; sentence is inconsistent and must be vacated Government conceded error but sought limited remand to excise conditions Under Rogers and Singletary, discretionary conditions not announced require vacatur and full resentencing; limited remand denied

Key Cases Cited

  • Anders v. California, 386 U.S. 738 (1967) (procedure for counsel to brief frivolous appeals)
  • United States v. Rogers, 961 F.3d 291 (4th Cir. 2020) (district courts must announce non-mandatory supervised-release conditions at sentencing)
  • United States v. Singletary, 984 F.3d 341 (4th Cir. 2021) (remedy for unannounced discretionary conditions is vacatur and full resentencing)
  • United States v. Lockhart, 947 F.3d 187 (4th Cir. 2020) (en banc) (plain-error standard for Rule 11 review)
  • United States v. Davila, 569 U.S. 597 (2013) (prejudice in plea context requires reasonable probability the defendant would not have pleaded guilty absent the error)
  • United States v. Massenburg, 564 F.3d 337 (4th Cir. 2009) (analysis of whether Rule 11 error affected substantial rights)
  • United States v. Good, 25 F.3d 218 (4th Cir. 1994) (Rule 11 requires advising defendant of mandatory minimum sentence)
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Case Details

Case Name: United States v. Charles Gilliam, Jr.
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Apr 1, 2021
Docket Number: 20-4150
Court Abbreviation: 4th Cir.