United States v. Charles Gilliam, Jr.
20-4150
| 4th Cir. | Apr 1, 2021Background
- Charles Gilliam Jr. pleaded guilty to conspiracy to distribute and possess with intent to distribute cocaine base and heroin (21 U.S.C. §§ 841(b)(1)(A), 846).
- The district court imposed 210 months imprisonment and 5 years supervised release, orally announcing only a few special conditions.
- The written judgment, however, included statutory "mandatory" conditions under 18 U.S.C. § 3583(d) and 13 "standard" (discretionary) supervised-release conditions drawn from the Sentencing Guidelines/form AO245B that were not announced at sentencing.
- Appellate counsel filed an Anders brief; the panel ordered supplemental briefing addressing whether Rogers affected consistency between the oral sentence and the written judgment.
- The Fourth Circuit affirmed the conviction, found a Rule 11 error (failure to advise of the 10-year mandatory minimum) but held it did not affect substantial rights, vacated the sentence, and remanded for full resentencing because discretionary conditions were not announced; the government’s motion for a limited remand was denied.
Issues
| Issue | Gilliam's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether failure to advise of the 10-year mandatory minimum under Rule 11 was plain error affecting the plea | District court failed to advise of mandatory minimum; error warrants relief | Error occurred but was harmless; conviction should stand | Error was plain but did not affect substantial rights; plea upheld |
| Whether inclusion of mandatory supervised-release conditions in the written judgment but not orally pronounced creates a conflict | Inclusion in judgment conflicts with oral sentence | Mandatory conditions need not be orally pronounced and may appear in judgment | Mandatory conditions may be included in the judgment without reversible error |
| Whether unannounced standard (discretionary) supervised-release conditions in the written judgment render the sentence inconsistent and require vacatur/remand | Standard conditions were not announced; sentence is inconsistent and must be vacated | Government conceded error but sought limited remand to excise conditions | Under Rogers and Singletary, discretionary conditions not announced require vacatur and full resentencing; limited remand denied |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedure for counsel to brief frivolous appeals)
- United States v. Rogers, 961 F.3d 291 (4th Cir. 2020) (district courts must announce non-mandatory supervised-release conditions at sentencing)
- United States v. Singletary, 984 F.3d 341 (4th Cir. 2021) (remedy for unannounced discretionary conditions is vacatur and full resentencing)
- United States v. Lockhart, 947 F.3d 187 (4th Cir. 2020) (en banc) (plain-error standard for Rule 11 review)
- United States v. Davila, 569 U.S. 597 (2013) (prejudice in plea context requires reasonable probability the defendant would not have pleaded guilty absent the error)
- United States v. Massenburg, 564 F.3d 337 (4th Cir. 2009) (analysis of whether Rule 11 error affected substantial rights)
- United States v. Good, 25 F.3d 218 (4th Cir. 1994) (Rule 11 requires advising defendant of mandatory minimum sentence)
