United States v. Charles Gillenwater, Ii
717 F.3d 1070
9th Cir.2013Background
- Gillenwater was charged with federal offenses arising from alleged threats and conspiracies.
- District court ordered a psychiatric/psychological evaluation followed by a pretrial competency hearing under 18 U.S.C. §§ 4241, 4247.
- During the hearing Gillenwater wished to testify; his counsel advised against testifying, and Gillenwater was removed after an outburst.
- The district court found Gillenwater incompetent to assist counsel under § 4241(d) and remanded him for custody.
- Gillenwater appealed, asserting denial of the constitutional right to testify at the competency hearing; the court vacated and remanded for a new competency hearing.
- The panel held that a defendant has a constitutional right to testify at a pretrial competency hearing, that waiver is personal and requires a knowing, intentional act by the defendant, that the court must warn about consequences of disruptive conduct, and that the removal without proper warning was not harmless; case vacated and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Right to testify at pretrial competency hearing | Gillenwater asserted he was denied the right to testify. | Gilllenwater contends counsel’s advice not to testify did not waive his right. | Right to testify is constitutional and statutory; denial requires reversal. |
| Waiver of right to testify | Disruptive conduct cannot automatically waive the right. | Waiver could be inferred from conduct when appropriate. | Waiver must be by the defendant; his silence or conduct did not validly waive the right here. |
| Duty to warn before removal for disruption | Court failed to adequately warn about consequences of disruption. | Court acted within discretion to manage courtroom. | Court erred by not warning that continued disruption could forfeit the right to testify. |
| Harmless error on denial of right to testify | Error could be harmless given other evidence. | Not clearly harmless; may be dispositive. | Denial was not harmless beyond a reasonable doubt; remand for new competency hearing. |
| Remedy | Vacate finding and remand for new competency hearing; restrict use of testified evidence at trial. | Vacate and remand; adopt protective instruction to bar use of testimony except for impeachment. |
Key Cases Cited
- Illinois v. Allen, 387 U.S. 343 (U.S. 1970) (disruptive conduct can lead to removal; warning required before loss of presence rights)
- Rock v. Arkansas, 483 U.S. 44 (U.S. 1987) (defendant's right to testify; due process; core trial defense right extended to pretrial contexts)
- Ives v. United States, 504 F.2d 935 (9th Cir. 1974) (right to testify at trial; warnings required before waiver by conduct)
- Sturgis v. Goldsmith, 796 F.2d 1103 (9th Cir. 1986) (right to be present at pretrial competency hearing; adversarial context)
- Pino-Noriega, 189 F.3d 1089 (9th Cir. 1999) (constitutional right to testify; de novo review of denial of right)
- Edwards, 897 F.2d 445 (9th Cir. 1990) (waiver of right to testify can be inferred from conduct in some contexts)
