980 F.3d 672
9th Cir.2020Background
- Joseph Robertson was indicted on Clean Water Act and property-damage counts; the district court appointed CJA counsel and warned he might have to reimburse defense costs if assets were found.
- After a mistrial, the court reassessed Robertson’s finances and ordered partial CJA reimbursement (lump sum plus monthly payments); Robertson later was convicted and sentenced, and appealed both conviction and the CJA order (Robertson I and II).
- Robertson petitioned the Supreme Court; while certiorari was pending he died. The Supreme Court granted certiorari, vacated Robertson I and remanded to consider mootness.
- On remand this court vacated the conviction, judgment, restitution, and indictment ab initio, but the district court held the previously-affirmed CJA reimbursement order survived and that $1,550 returned to the estate could be applied to the outstanding CJA debt (~$13,200).
- Robertson’s widow appealed the district court’s enforcement of the CJA reimbursement order; the Ninth Circuit affirmed, holding the CJA obligation was final, independent of the conviction, and enforceable against the estate.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether dismissal ab initio deprived the district court of jurisdiction to adjudicate the CJA reimbursement | Abatement ab initio nullifies all prosecution proceedings, so court lost power to enforce CJA order | Court always has power to determine its own jurisdiction and to decide whether abatement applies | Court had jurisdiction to decide and did so; abatement question properly adjudicated |
| Whether CJA reimbursement order abates with vacatur of indictment/conviction | Reimbursement is tied to the prosecution and should abate with conviction vacatur | CJA reimbursement can be ordered independent of conviction; statute allows orders when funds are available | CJA reimbursement is independent and final here; not subject to abatement ab initio |
| Whether the Government waived enforcement or misapplied returned restitution funds (availability under §3006A(f)) | Government’s return of restitution and estate obligations show waiver or that funds are not "available" for CJA debt | Government’s return of restitution did not address CJA obligation; no waiver shown | No waiver; returned $1,550 may be applied to the CJA debt; estate owes outstanding balance |
Key Cases Cited
- United States v. Rich, 603 F.3d 722 (9th Cir. 2010) (abatement ab initio vacates restitution tied to a conviction but does not necessarily affect independent preexisting receiverships)
- United States v. Brooks, 872 F.3d 78 (2d Cir. 2017) (death abates convictions, fines, and restitution tied to conviction but not collateral obligations like bail bond forfeiture)
- United States v. Ruiz, 536 U.S. 622 (2002) (federal courts have jurisdiction to determine their own jurisdiction)
- United States v. Robertson, 875 F.3d 1281 (9th Cir. 2017) (Robertson I) (affirming conviction and sentence as part of the procedural history relied upon)
- United States v. Robertson, [citation="704 F. App'x 705"] (9th Cir. 2017) (Robertson II) (affirming CJA reimbursement order and recognizing reimbursement may be ordered before conviction)
