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United States v. Carl Kieffer
794 F.3d 850
7th Cir.
2015
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Background

  • Carl Kieffer robbed seven banks (one in Illinois, others in different states) and confessed; he pleaded guilty to three charged robberies and stipulated the government could prove he admitted the other four.
  • District court calculated a combined Guidelines offense level by treating all seven robberies as relevant conduct and applied the multiple-count adjustment under U.S.S.G. § 3D1.4, producing a 130–162 month range (offense level 28, CHC V).
  • Kieffer received concurrent 20-year statutory-maximum sentences on the charged counts and a restitution order totaling $31,845, which included $21,230 for the four uncharged robberies.
  • Kieffer appealed, challenging (1) inclusion of the four uncharged robberies in the Guidelines calculation and (2) restitution awarded to the banks from the uncharged robberies; review limited to plain error because he did not object at sentencing.
  • Government waived reliance on Kieffer’s plea-appeal waiver; therefore the court proceeded to consider the merits.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether uncharged robberies could be included for the § 3D1.4 multiple-count adjustment Kieffer: he only stipulated to confessing to those robberies, not that he committed them, so they should not be counted Government: stipulation and FBI confirmation suffice to prove commission for sentencing Held: Stipulation that he admitted robbing and FBI confirmation was sufficiently specific; inclusion for Guidelines was proper (no plain error)
Whether district court had authority to order restitution to victims of uncharged robberies Kieffer: restitution to uncharged victims is unauthorized because restitution statutes permit awards only to victims of the offense of conviction absent defendant’s consent Government: restitution discretionary as a supervised-release condition because uncharged offenses were used in Guidelines calculation Held: Restitution to uncharged victims is unlawful absent statutory basis or defendant consent; order for $21,230 vacated as plain error affecting substantial rights

Key Cases Cited

  • United States v. Worden, 646 F.3d 499 (7th Cir. 2011) (plea-appeal waiver scope)
  • United States v. Adigun, 703 F.3d 1014 (7th Cir. 2012) (forfeiture of reliance on appeal waivers)
  • United States v. Shutic, 274 F.3d 1123 (7th Cir. 2001) (stipulations as basis for sentencing inclusion)
  • United States v. Brown, 14 F.3d 337 (7th Cir. 1994) (use of stipulations to establish conduct at sentencing)
  • United States v. Frith, 461 F.3d 914 (7th Cir. 2006) (restitution limited to victims of the offense of conviction absent consent)
  • Hughey v. United States, 495 U.S. 411 (1990) (statutory limits on restitution)
  • United States v. Locke, 759 F.3d 760 (7th Cir. 2014) (distinguishing Guidelines role from restitution statutes)
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Case Details

Case Name: United States v. Carl Kieffer
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Jul 27, 2015
Citation: 794 F.3d 850
Docket Number: 14-2653, 14-2652, 14-2650
Court Abbreviation: 7th Cir.