800 F.3d 1258
10th Cir.2015Background
- Steven Burns, a Rock Springs, WY postal custodian, pled guilty to possessing stolen mail in violation of 18 U.S.C. § 1708 for thefts from Dec 1, 2013–Jan 25, 2014.
- The district court ordered one year probation and $3,090.58 in restitution under the MVRA based on 47 specific pieces of stolen mail.
- Burns conceded possession of 42 items (totaling $1,458.04) but contested five items (prescription meds, NHL sweatshirt, camera with accessories, silicon carbide, and an eBay tablet).
- After an evidentiary hearing, the district court found by a preponderance of the evidence that Burns took the five disputed items; missing-mail reports to the post office stopped after his suspension.
- Burns appealed only the restitution order, arguing (1) clear error as to the five items and (2) that Apprendi requires a jury to find facts underlying restitution beyond a reasonable doubt.
- The Tenth Circuit affirmed the restitution award and granted the Government’s motion to seal its Certificate of Interested Parties.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court clearly erred in finding Burns possessed five disputed items | Government: proved possession of the five items by a preponderance given delivery records, missing-item complaints, Burns’ admissions, and timing | Burns: alternative explanations (items lost elsewhere, never reached Rock Springs, taken by others, oversized/unaccessible) | No clear error; evidence supported finding that Burns more likely than not took the five items; restitution amount affirmed |
| Whether Apprendi requires a jury to find facts underlying a restitution award beyond a reasonable doubt | Government: restitution is compensatory; precedent treats it non-punitive so Apprendi inapplicable | Burns: Paroline suggests restitution has punitive aspects, so Apprendi should apply; preserving issue for review | Rejected: even if restitution has punitive aspects, Apprendi applies only to facts that increase a sentence beyond a statutory maximum or mandatory minimum; restitution has no statutory maximum to trigger Apprendi |
Key Cases Cited
- United States v. Kalu, 791 F.3d 1194 (10th Cir.) (standard of review: clear error for MVRA restitution factual findings)
- United States v. Dewberry, 790 F.3d 1022 (10th Cir.) (view evidence in light most favorable to sentencing court’s factual findings)
- United States v. Serawop, 505 F.3d 1112 (10th Cir. 2007) (MVRA restitution considered compensatory, not punitive)
- Paroline v. United States, 134 S. Ct. 1710 (2014) (Supreme Court: restitution primarily remedial but may serve punitive purposes)
- United States v. Griffith, 584 F.3d 1004 (10th Cir.) (sentencing court cannot order restitution in excess of victims’ actual losses)
