United States v. Brown
669 F.3d 10
1st Cir.2012Background
- Edward and Elaine Brown engaged in a nine-month standoff with U.S. Marshals after being convicted in a tax-evasion trial and failing to surrender.
- Marshals arrested the Browns using surveillance and an undercover operation after initial arrest attempts failed and the Browns resisted at their Plainfield, New Hampshire home.
- Post-arrest searches uncovered a large arsenal of weapons, explosives, and ammunition at the Browns’ property.
- The Browns were indicted on multiple counts including conspiracy to obstruct federal officers, assaulting federal officers, weapons offenses, felon in possession of firearms, obstruction of justice, and failing to appear.
- Edward and Elaine were convicted after an eight-day trial; Edward was sentenced to 37 years and Elaine to 35 years; both appealed arguing numerous trial errors.
- The First Circuit consolidated the appeals and upheld the convictions on all grounds.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Competency to stand trial | Edward contends no formal competency hearing was required. | Edward claims lack of formal evaluation; competency should be revisited. | No error; no reasonable cause found to doubt competency; no mandatory hearing required. |
| admissibility of mens rea evidence in tax trial context | Edward argues exclusion of his beliefs about tax laws prevented a complete defense. | Evidentiary rules barred irrelevant or prejudicial defenses; mens rea tied to official duties, not tax laws. | Absence of relevance; defense evidence properly excluded; no constitutional violation. |
| Hearsay statements and their relevance | Edward argues statements by Browns about threats should be admitted. | Statements were offered to show mens rea or intent; relevance contested. | Statements not hearsay or irrelevant to mens rea; properly admitted or harmless. |
| Cumulative error doctrine | Elaine asserts multiple evidentiary errors cumulatively require reversal. | Errors, if any, are not prejudicial or not cumulative. | No reversible cumulative error; convictions affirmed. |
| § 924(c) jury instructions and verdict form plain error | Wordings like 'in connection with' may misstate § 924(c) elements. | Instructions and verdict form, read as a whole, correctly conveyed elements; no plain error. | No reversible plain error; instructions viewed in their entirety; verdict form adequate. |
Key Cases Cited
- Dusky v. United States, 362 U.S. 402 (U.S. 1960) (test for competency to stand trial; present ability to consult with counsel and understanding of proceedings)
- Ahrendt v. United States, 560 F.3d 69 (1st Cir. 2009) (competency standard; require present ability and understanding)
- Robidoux v. O'Brien, 643 F.3d 334 (1st Cir. 2011) (idiosyncratic beliefs do not prove incompetence; underlying mental state considered)
- United States v. Troy, 583 F.3d 20 (1st Cir. 2009) (plain-error framework for jury instructions; official duties analysis)
- Neder v. United States, 527 U.S. 1 (U.S. 1999) (requirement of precise elements in jury instructions; plain-error standard)
- United States v. Meises, 645 F.3d 5 (1st Cir. 2011) (overview testimony; caution against improper government imprimatur)
- Flores-de-Jesús v. United States, 569 F.3d 8 (1st Cir. 2009) (overview testimony concerns; admissibility and prejudice considerations)
