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953 F.3d 838
5th Cir.
2020
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Background

  • Phea was indicted under 18 U.S.C. § 1591(a) for prostituting a 14‑year‑old (count alleged Phea actually knew the victim was under 18).
  • The Government abandoned the actual‑knowledge theory at trial and proposed a jury instruction based on § 1591(c) ("reasonable opportunity to observe").
  • The district court instructed the jury on the § 1591(c) theory (language not in the indictment); trial counsel did not object; Government pressed that theory in closing.
  • The jury convicted Phea; the Fifth Circuit affirmed on direct appeal reviewing for plain error because no trial objection was made.
  • Phea filed a § 2255 ineffective‑assistance claim arguing trial (and appellate) counsel should have objected to the constructive amendment of the indictment.
  • The Fifth Circuit reversed the § 1591(a) conviction, holding trial counsel rendered ineffective assistance by failing to object to the constructive amendment and that prejudice under Strickland was shown.

Issues

Issue Phea's Argument Government's Argument Held
Whether the trial court’s instructions constructively amended the indictment Instruction substituted §1591(c) "reasonable opportunity to observe" for the indictment’s alleged actual‑knowledge element, so indictment was constructively amended No prejudicial error at trial; earlier appeal had been reviewed for plain error and affirmed Constructive amendment occurred because the instruction eliminated the scienter charged in the indictment
Whether trial counsel’s failure to object was constitutionally deficient Counsel was deficient for not objecting to an obvious constructive amendment Counsel not deficient given uncertainty of controlling precedent Counsel was deficient: failure to object fell below objective standard of reasonableness
Whether Phea suffered Strickland prejudice If counsel had objected, reasonable probability jury would have had doubt about actual knowledge (evidence supported that doubt) No prejudice — conviction would stand under the facts Prejudice shown: reasonable probability the jury would have doubted the actual‑knowledge theory; verdict undermined

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1984) (two‑part ineffective‑assistance test: deficiency and prejudice)
  • United States v. Scher, 601 F.3d 408 (5th Cir. 2010) (defines constructive amendment of an indictment)
  • United States v. Doucet, 994 F.2d 169 (5th Cir. 1993) (discusses constructive amendment/variance principles)
  • United States v. Phillips, 477 F.3d 215 (5th Cir. 2007) (jury instruction altering scienter modified an essential element)
  • United States v. Chambers, 408 F.3d 237 (5th Cir. 2005) (constructive amendments ordinarily reversible per se)
  • Garza v. Idaho, 139 S. Ct. 738 (2019) (Sixth Amendment guarantees effective assistance of counsel)
  • United States v. Phea, 755 F.3d 255 (5th Cir. 2014) (prior panel opinion affirming conviction on plain‑error review)
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Case Details

Case Name: United States v. Brian Phea
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Mar 31, 2020
Citations: 953 F.3d 838; 17-50671
Docket Number: 17-50671
Court Abbreviation: 5th Cir.
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    United States v. Brian Phea, 953 F.3d 838