United States v. Ballieu
480 F. App'x 494
10th Cir.2012Background
- Ballieu, a federal prisoner, seeks a COA to challenge the district court’s denial of his § 2255 petition.
- District court dismissed the petition, finding no constitutionally deficient representation and no other viable constitutional claims.
- Ballieu raises a new argument on appeal: trial counsel was ineffective for not raising competency, insanity, or diminished capacity defenses.
- Ballieu previously had a competency hearing requested by his trial attorney; he proceeded to trial, but the record does not show the hearing’s outcome.
- Ballieu also asserts he is not competent to represent himself now and requests appointment of counsel for the § 2255 proceedings.
- Court preliminarily notes Ballieu is pro se and liberally construed, but ultimately denies the COA and dismissal of the appeal for frivolousness.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance for not raising competency/insanity/diminished capacity | Ballieu claims counsel was deficient for not arguing incompetence or related defenses. | Counsel reasonably failed to pursue these defenses; record lacks evidence of incompetence. | No deficient performance; Strickland not satisfied. |
| Competence to represent self and request for appointed counsel | Ballieu is not competent to represent himself now and seeks counsel appointment. | No constitutional right to counsel in a § 2255 collateral attack; district court did not err by not appointing counsel. | District court did not err; no right to appointment of counsel. |
| Appeal in forma pauperis | Ballieu seeks to proceed in forma pauperis on appeal. | Appeal is frivolous and not taken in good faith; district court denial supported by authority. | Appeal denied in forma pauperis; COA denied. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes two-prong standard for ineffective assistance)
- Slack v. McDaniel, 529 U.S. 473 (2000) (COA substantial showing standard for debatable constitutional claims)
- United States v. Windrix, 405 F.3d 1146 (10th Cir. 2005) (arguments not raised below generally not considered on appeal)
- United States v. Fisher, 38 F.3d 1144 (10th Cir. 1994) (court will not articulate arguments for a pro se party)
- Pennsylvania v. Finley, 481 U.S. 551 (1987) (no right to counsel in habeas corpus proceedings)
- United States v. Blair, 54 F.3d 639 (10th Cir. 1995) (diminished capacity not a defense to a general-intent crime)
- United States v. Allen, 449 F.3d 1121 (10th Cir. 2006) (insanity can be a defense to general-intent crimes)
- United States v. Jackson, 248 F.3d 1028 (10th Cir. 2001) (distinguishes specific vs. general intent defenses)
- DeBardeleben v. Quinlan, 937 F.2d 502 (10th Cir. 1991) (proper consideration of pro se habeas pleadings)
- Coppedge v. United States, 369 U.S. 438 (1962) (good-faith standard for appeals)
