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972 F.3d 1179
10th Cir.
2020
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Background

  • Defendant was indicted on multiple counts including Hobbs Act robberies, §924(c) brandishing counts, and a Hobbs Act conspiracy; jury convicted him on seven counts related to three Walgreens robberies.
  • Defendant personally committed two robberies (April 28, 2015 and July 20, 2017); those convictions are not at issue here.
  • For the January 6, 2018 robbery, a juvenile accomplice executed the robbery; Defendant supplied the firearm and mask, instructed the juvenile, and acted as getaway driver.
  • Defendant was convicted for the 2018 robbery of Hobbs Act conspiracy, Hobbs Act robbery, and brandishing a firearm under 18 U.S.C. § 924(c)(1)(A)(ii) (Count 9).
  • On appeal Defendant argued the evidence was insufficient/that the indictment was constructively amended because he did not personally brandish the gun; he failed to make this precise argument below, so the panel reviewed for plain error.
  • The Tenth Circuit affirmed, holding the evidence supported conviction under an aiding-and-abetting theory and that aiding-and-abetting need not be charged in the indictment where the jury is properly instructed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether evidence supports conviction for brandishing a firearm (18 U.S.C. § 924(c)) when defendant did not personally brandish the gun Gov't: Evidence shows Defendant aided and abetted brandishing — he provided the gun, directed the juvenile, and participated as getaway driver; aiding-and-abetting can sustain a §924(c) conviction Defendant: He never personally brandished; indictment charged him as principal for brandishing, not as an aider/abettor — conviction therefore unsupported/constructively amended the indictment Affirmed. No plain error: evidence showed aiding-and-abetting under Rosemond; aiding-and-abetting need not be alleged in indictment if jury properly instructed

Key Cases Cited

  • Rosemond v. United States, 572 U.S. 65 (aiding-and-abetting a §924(c) offense requires advance knowledge that accomplice would use or carry a gun)
  • United States v. Cooper, 375 F.3d 1041 (10th Cir.) (aiding-and-abetting is not a separate crime and can support conviction even if indictment charges defendant as principal)
  • United States v. Alexander, 447 F.3d 1290 (10th Cir.) (aiding-and-abetting need not be expressly alleged in the indictment)
  • United States v. Brown, 400 F.3d 1242 (10th Cir.) (definition and application of constructive amendment doctrine)
  • United States v. Goode, 483 F.3d 676 (10th Cir.) (plain-error review framework)
  • United States v. Kimler, 335 F.3d 1132 (10th Cir.) (plain-error standard and waiver principles)
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Case Details

Case Name: United States v. Bailey
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Aug 28, 2020
Citations: 972 F.3d 1179; 19-5069
Docket Number: 19-5069
Court Abbreviation: 10th Cir.
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