628 F. App'x 848
4th Cir.2015Background
- Antonio White was indicted for residential burglaries on Fort Bragg; Count One charged conspiracy referencing both 18 U.S.C. § 13 (Assimilative Crimes Act) and 18 U.S.C. § 371 (federal conspiracy).
- White signed a plea agreement stating he would "plead guilty to Count One," but the agreement mistakenly listed the "Code section violated" as "18 U.S.C. § 13 Assimilating N.C.G.S. § 14-54" while elsewhere listing a five-year maximum consistent with § 371.
- At the Rule 11 colloquy the court read Count One and informed White of a five-year maximum; the plea was accepted and later the Probation Officer treated the offense as under § 371 with a Guidelines range.
- A dispute emerged at sentencing: White argued he pled to an assimilated § 13 conspiracy (a misdemeanor for federal purposes with a one-year maximum); the Government argued he pled to § 371 (a felony).
- The district court found the parties had "mutually manifested" assent to § 371 and sentenced White to time served; White appealed.
- The Fourth Circuit held the drafting error created substantial ambiguity about the essential term (the statutory charge) and, given the rule construing ambiguities against the Government and the need for a meeting of the minds in plea bargains, vacated the judgment and remanded.
Issues
| Issue | White's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the plea agreement reflected a meeting of the minds on the statute charged | Agreement lists §13; White says he pled to assimilated-state conspiracy (§13) with ≤1 year max | Agreement references Count One and 5-year max; Govt says parties meant §371 federal conspiracy | No meeting of the minds; plea ambiguous and unenforceable — judgment vacated |
| Whether the Rule 11 colloquy resolved the ambiguity | Colloquy did not cure the written error; still ambiguous | Colloquy clarified that White pled to §371 | Colloquy insufficient to overcome the fundamental drafting error and rule construing ambiguity against Government |
| Whether court may enforce plea as §13 on remand | White seeks enforcement consistent with written agreement (§13) | Government opposes enforcing an interpretation not mutually agreed | Court declined to enforce any interpretation; entire agreement discarded and parties must re-negotiate |
| Whether ambiguity should be construed against the Government | N/A — White invokes protections of plea construction rules | Govt argues contextual clues show §371 was intended | Ambiguities construed against Government; fundamental error requires vacatur |
Key Cases Cited
- Lewis v. United States, 523 U.S. 155 (discussing Assimilative Crimes Act)
- United States v. Wood, 378 F.3d 342 (4th Cir. 2004) (de novo review of plea agreement interpretation)
- United States v. Harvey, 791 F.2d 294 (4th Cir. 1986) (plea agreements analyzed under contract principles with special scrutiny)
- Houmis v. United States, 558 F.2d 182 (3d Cir. 1977) (vacating plea where meeting of the minds doubtful)
- United States v. Bradley, 381 F.3d 641 (7th Cir. 2004) (invalidating plea for lack of mutual assent)
- Boykin v. Alabama, 395 U.S. 238 (1969) (guilty plea waives vital constitutional rights; courts must ensure voluntariness)
